Best Investors
Account
Sign in
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2024-07-25 |
| NE | RA | APPROVED | 2023-11-03 |
| NJ | RA | APPROVED | 2023-03-24 |
| AR | RA | APPROVED | 2022-11-08 |
| WI | RA | APPROVED | 2022-08-25 |
| WA | RA | APPROVED | 2021-10-06 |
| VA | RA | APPROVED | 2021-09-15 |
| NY | RA | APPROVED | 2021-04-16 |
| PA | RA | APPROVED | 2020-12-10 |
| GA | RA | APPROVED | 2019-11-13 |
| NH | RA | APPROVED | 2019-11-11 |
| OR | RA | APPROVED | 2019-10-23 |
| FL | RA | APPROVED | 2019-10-10 |
| MA | RA | APPROVED | 2019-10-08 |
| AZ | RA | APPROVED | 2019-10-03 |
| CA | RA | APPROVED | 2019-10-03 |
| CO | RA | APPROVED | 2019-10-03 |
| ME | RA | APPROVED | 2019-10-03 |
| NC | RA | APPROVED | 2019-10-03 |
| RI | RA | APPROVED | 2019-10-03 |
| SC | RA | APPROVED | 2019-10-03 |
| TX | RA | APPROVED | 2019-10-03 |
| WY | RA | APPROVED | 2019-10-03 |
| CT | RA | APPROVED | 2019-09-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | Farmington | CT | 11/2018 | Present |
| Unemployed | Bloomfield | CT | 06/2018 | 11/2018 |
| Marriott International | New York | NY | 06/2017 | 06/2018 |
| Starwood Hotels & Resorts | New York | NY | 08/2010 | 06/2017 |
| Park Avenue Securities | Farmington | CT | 06/2019 | Present |
1. MW Group Benefits Inc-Sell Group Employee Benefit Programs (Group, Major Medical, Group Life & DI), Start: 11/01/2018, Address: 197 Scott Swamp Road, Farmington, CT, 06032, 3 bus hrs per month, Investment related, 2) Insurance other than Guardian-Independent contractor, Nature of Business: Insurance sales, Start date: 01/01/2026, Address: 197 Scott Swamp Rd, Farmington, CT 06032, Duties: Insurance other than Guardian 5 total hours per month; 2 during securities trading hours, Investment related,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-06 |
Reach out to this advisor