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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-08
TX RA APPROVED_RES 2022-01-24
WI RA APPROVED 2022-01-24
  • CA RA
    APPROVED
    Since 2024-11-08
  • TX RA
    APPROVED_RES
    Since 2022-01-24
  • WI RA
    APPROVED
    Since 2022-01-24

Branch Locations

101 S Rodeo Dr, Beverly Hills, CA 90212 • United States

2049 Century Park E, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Broussard Consulting Milwaukee WI 06/2008 09/2018
Morgan Stanley Milwaukee WI 10/2018 01/2022
Morgan Stanley Private Bank, N.A. New York NY 01/2019 01/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Milwaukee WI 01/2022 Present
Carmax Milwaukee WI 04/2018 10/2018
Bank Of America, N.A. Milwaukee WI 04/2022 Present
  • 06/2008 → 09/2018
    Broussard Consulting
    Milwaukee, WI
  • 10/2018 → 01/2022
    Milwaukee, WI
  • 01/2019 → 01/2022
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 01/2022 → Present
    Milwaukee, WI
  • 04/2018 → 10/2018
    Carmax
    Milwaukee, WI
  • 04/2022 → Present
    Bank Of America, N.A.
    Milwaukee, WI
Previous Registrations
Other Businesses

1.Rental Property; Investment related: Yes; Milwaukee, WI; Rental Property; Sole Proprietor / Owner / Partner(proprietor, partner, officer, director, employee, trustee, agent); Apr 2019; During business hours: 0; After business hours: 1; I*3156278Entity Type: For ProfitName of OBA: A memoirs bookAddress: Santa Monica, California, 90404Investment Related: NoPosition, Title, Association: OtherEmployee Start Date: 11/15/2025Number of Hours: 75, YearlyNumber of Hours during trading: 0Duties: Writing my personal memoirs into a book. Author I*3158264Entity Type: For ProfitName of OBA: Edyville LLCAddress: Milwaukee, Wisconsin, 53202Investment Related: NoPosition, Title, Association: General Partner/Managing Member,OwnerEmployee Start Date: 11/15/2025Number of Hours: 100, YearlyNumber of Hours during trading: 0Duties: Holding company for profit from lifestyle mobile apps. Concept, oversight of development and production.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-05
  • S66 Uniform Combined State Law Examination
    2019-02-05
Other Names
  • E Marie Broussard
  • Marie Broussard
  • Edy Broussard
  • Ethel Marie Broussard
  • E Marie Marie Broussard

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