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2901 South Bryant Avenue, Edmond, OK 73013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2020-01-15 |
| TX | RA | APPROVED | 2020-01-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Okc Golf Llc | Shawnee | OK | 08/2016 | 11/2018 |
| State Of Oklahoma | Oklahoma City | OK | 10/2017 | 10/2017 |
| Lpl Financial, Llc | Edmond | OK | 01/2019 | Present |
| Forge Financial Services, Llc | Edmond | OK | 12/2019 | Present |
| Lpl Financial, Llc | Edmond | OK | 01/2019 | 12/2019 |
| Forge Financial Services, Llc | Edmond | OK | 12/2018 | 12/2019 |
1. 1/2/2019 - BCW JANITORIAL SERVICES INC - Not Investment Related - 33302 Waco Rd Shawnee, Ok 74801 - Outside/W-2 Employment - Started 02/01/2018 - 15 Hours Per Month/0 Hours During Securities Trading - Time Spent 10% - Buff floors at a manufacturing facility. 2. 01/09/2024 - Forge Financial Services LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 02/12/2020 - 160 Hours Per Month/7 Hours During Securities Trading - I provide investment advisory services through Forge Financial Services, LLC, an independent investment advisor firm. I started this business activity in 2/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 01/09/2024 - Forge Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 02/12/2020 - 160 Hours Per Month During Securities Trading. 4. 01/10/2024 - FORGE FINANCIAL - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/09/2024 - 160 Hours Per Month/40 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-03-20 |
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