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600 University Park Place Suite 501, Birmingham, AL 35209 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-11-26 |
Branch Locations
6856 Loop Rd., Dayton, OH 45459 • United States
600 University Park Place Suite 501, Birmingham, AL 35209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Westminster Financial Securities, Inc. | Dayton | OH | 08/2018 | 01/2021 |
| Fifth Third Bank | Beavercreek | OH | 09/2017 | 08/2018 |
| Ohio Cat | Troy | OH | 12/2013 | 09/2017 |
| Tudor Financial Inc. | Dayton | OH | 08/2018 | 01/2021 |
| Unemployed | Dayton | OH | 02/2021 | 06/2021 |
| Mid Atlantic Capital Corporation | Pittsburgh | PA | 06/2021 | 07/2022 |
| Mid Atlantic Financial Management | Pittsburgh | PA | 06/2021 | 07/2022 |
| Newedge Advisors, Llc. | New Orleans | LA | 11/2021 | 07/2022 |
| Buckingham Capital Management | Dayton | OH | 08/2022 | 03/2025 |
| Waverly Advisors, Llc | Dayton | OH | 11/2024 | Present |
CFA SOCIETY OF DAYTON~NON-INVESTMENT RELATED~860 E. FRANKLIN ST, SUITE A, CENTERVILLE, OH 45459~LOCAL CHAPTER OF THE CFA SOCIETY (PROFESSIONAL ORGANIZATION)~MEMBERSHIP CHAIR~JUL 2021~4HRS PER MONTH~4HRS PER MONTH DURING MARKET~I HAVE BEEN ELECTED AS THE MEMBERSHIP CHAIR FOR THE DAYTON CFA SOCIETY. THIS IS A 2-YEAR COMMITMENT BEGINNING ON JULY 1, 2021 AND ENDING ON JUNE 30, 2023 (UNLESS I WOULD CHOOSE TO RUN AND AM REELECTED). PRIMARY RESPONSIBILITIES OF THIS ROLE INCLUDE 1)TRACKING AND UPDATING THE SOCIETY ROSTER OF NATIONAL, LOCAL, AND STUDENT MEMBERS, 2)REACHING OUT TO CURRENT MEMBERS TO RENEW MEMBERSHIP WITH THE SOCIETY 3)WORKING AS AN AMBASSADOR WITH THE LOCAL COLLEGE FINANCE PROGRAMS TO ENCOURAGE STUDENT PARTICIPATION IN THE SOCIETY, AND 4)REPORTING MEMBERSHIP INFORMATION IN THE BOARD'S MONTHLY MEETINGS. ****Centerville Noon Optimists...Not Investment Related...Centerville, OH 45458...Service Club Membership...Board of Directors - Member....Sep 01 2022...2 Hours per month...0 Hours during trading hours...motion and vote on measure of club business (new/old membership, donation requests, fundraising activities for club) - answer questions about club from membership
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-12-13 |
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