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Alex Bryan Person

Stifel, Nicolaus & Company, Incorporated

Sioux Falls, SD

CRD 4937154

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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2020-07-22
TX RA APPROVED 2020-07-20
  • SD RA
    APPROVED
    Since 2020-07-22
  • TX RA
    APPROVED
    Since 2020-07-20

Branch Locations

2401 W. Trevi Place Suite 101, Sioux Falls, SD 57108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Sioux Falls SD 04/2016 11/2016
Wells Fargo Clearing Services, Llc Sioux Falls SD 11/2016 07/2020
Stifel Nicolaus & Co Inc Sioux Falls SD 07/2020 Present
  • 04/2016 → 11/2016
    Wells Fargo Advisors, Llc
    Sioux Falls, SD
  • 11/2016 → 07/2020
    Wells Fargo Clearing Services, Llc
    Sioux Falls, SD
  • 07/2020 → Present
    Stifel Nicolaus & Co Inc
    Sioux Falls, SD
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-26
S63 Uniform Securities Agent State Law Examination 2014-10-30
  • S66 Uniform Combined State Law Examination
    2016-04-26
  • S63 Uniform Securities Agent State Law Examination
    2014-10-30
Designations
  • Certified Financial Planner

View on SEC IAPD

Nearby Firms

MARINER
THRIVENT INVESTMENT MANAGEMENT INC.
EDWARD JONES

Nearby Investors

RUSSELL JAMES PIXLER
Morgen Hall
Christina Lynn

Nearby Offices

MARINER · Sioux Falls, SD
MARINER · Sioux Falls, SD
THRIVENT INVESTMENT MANAGEMENT INC. · SIOUX FALLS, SD

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