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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-15
  • TX RA
    APPROVED
    Since 2026-01-15

Branch Locations

6250 Delaware Street Suite B 1St Fl, Beaumont, TX 77706 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Beaumont TX 09/2018 05/2021
Southern Glazers Wine And Spirits Houston TX 09/2009 08/2018
Bank Of America, N.A. Beaumont TX 10/2018 05/2021
Wells Fargo Clearin Services, Llc Beaumont TX 05/2021 01/2026
Wells Fargo Advisors Financial Network, Llc Beaumont TX 01/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-05
  • S66 Uniform Combined State Law Examination
    2019-03-05

View on SEC IAPD

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