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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2021-02-23
NC RA APPROVED 2020-06-08
TX RA APPROVED 2019-08-27
  • CO RA
    APPROVED
    Since 2021-02-23
  • NC RA
    APPROVED
    Since 2020-06-08
  • TX RA
    APPROVED
    Since 2019-08-27

Branch Locations

8015 W Kenton Cir, Huntersville, NC 28078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boulder CO 09/2018 Present
Woodwinds Property Management Breckenridge CO 05/2018 09/2018
Vail Resorts Breckenridge CO 06/2014 Present
Meeker Recreation Center Meeker CO 08/2017 12/2017
Town Of Frisco Frisco CO 05/2017 08/2017
Colorado State University Fort Collins CO 08/2013 08/2017
Bank Of America, N.A. Boulder CO 10/2018 Present
  • 09/2018 → Present
    Boulder, CO
  • 05/2018 → 09/2018
    Woodwinds Property Management
    Breckenridge, CO
  • 06/2014 → Present
    Vail Resorts
    Breckenridge, CO
  • 08/2017 → 12/2017
    Meeker Recreation Center
    Meeker, CO
  • 05/2017 → 08/2017
    Town Of Frisco
    Frisco, CO
  • 08/2013 → 08/2017
    Colorado State University
    Fort Collins, CO
  • 10/2018 → Present
    Bank Of America, N.A.
    Boulder, CO
Other Businesses

I*1000313 For profit or not for profit: Entity For Profit Name of outside business organization: True Lacrosse Investment related: N Address of business: Durham, North Carolina, 27713 Nature of business: ["Corporation"] Position, title, association: ["Employee"], Start date of relationship: 9/25/2022 Number of hours devoted: 3 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , Coach

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-16
  • S66 Uniform Combined State Law Examination
    2019-04-16
Other Names
  • Tj Francomano
  • Thomas Francomano

View on SEC IAPD

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