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Brenda J Ayers

Morgan Stanley

Mystic, CT

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-10-14
TX RA APPROVED 2022-10-14
  • CT RA
    APPROVED
    Since 2022-10-14
  • TX RA
    APPROVED
    Since 2022-10-14

Branch Locations

12 Coogan Boulevard Suite 201, Mystic, CT 06355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Mystic CT 09/2018 10/2020
Td Bank Colchester CT 06/2016 08/2018
East Lyme Board Of Education East Lyme CT 08/2008 06/2018
Wells Fargo Mystic CT 07/2021 10/2022
Sullivan Financial Llc Essex CT 11/2020 03/2021
Unemployed Niantic CT 03/2021 07/2021
Morgan Stanley Smith Barney Llc Mystic CT 10/2022 Present
  • 09/2018 → 10/2020
    Wells Fargo Clearing Services, Llc
    Mystic, CT
  • 06/2016 → 08/2018
    Td Bank
    Colchester, CT
  • 08/2008 → 06/2018
    East Lyme Board Of Education
    East Lyme, CT
  • 07/2021 → 10/2022
    Wells Fargo
    Mystic, CT
  • 11/2020 → 03/2021
    Sullivan Financial Llc
    Essex, CT
  • 03/2021 → 07/2021
    Unemployed
    Niantic, CT
  • 10/2022 → Present
    Morgan Stanley Smith Barney Llc
    Mystic, CT
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-01-10
  • S66 Uniform Combined State Law Examination
    2019-01-10
Other Names
  • Brenda Jean Caswell
  • Brenda Ayers
  • Brenda Jean Ayers

View on SEC IAPD

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Other Investors

RANDY SCOTT HOLMEEN
PETER NILS JUNGGREN
JONATHAN TAYLOR KEENEY FRUCCE
Cassandra R Beauvais
Danny Alberto Parenteau
STEVEN THOMAS NORRIS
SALVATORE JOSEPH TARTAGLIONE
TIMOTHY DONALD BRODERICK

Other Offices

NEBRODI PARTNERS, LLC · HARTFORD, CT
MORGAN STANLEY · Hartford, CT
ERNST & YOUNG INVESTMENT ADVISERS LLP · HARTFORD, CT
ROCKEFELLER FINANCIAL LLC · Hartford, CT
BRADLEY FOSTER & SARGENT INC · HARTFORD, CT
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HARTFORD, CT
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HARTFORD, CT
BRADLEY FOSTER & SARGENT INC · Hartford, CT

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