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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-09-17 |
| VA | RA | APPROVED | 2019-10-23 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Mclean | VA | 08/2014 | 09/2019 |
| Wells Fargo Clearing Services, Llc | Mclean | VA | 09/2019 | Present |
RENTAL PROPERTY; INVESTMENT RELATED; DALLAS,TX; INVESTMENT PROPERTY; 100% OWNERSHIP; START DATE JULY OF 2003; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; LANDLORD. PUBLIC PARTNERSHIPS, LLC, NOT INVT RELATED, GAINESVILLE, VA, PERSONAL CARE ASSISTANT, START DATE 5/2/2020, 25 HRS PER MONTH, 0 HRS DURING TRADING, TAKING CARE OF SPECIAL NEEDS DAUGHTER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-07-26 |
| S63 | Uniform Securities Agent State Law Examination | 2019-05-29 |
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