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Milorad Sobot

Tsa Management Inc

Glen Head, NY

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Current Employers
Tsa Management Inc

725 Glen Cove Ave, Glen Head, NY 11545 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-02-06
NY RA APPROVED 2021-04-06
  • MD RA
    APPROVED
    Since 2025-02-06
  • NY RA
    APPROVED
    Since 2021-04-06

Branch Locations

725 Glen Cove Ave, Glen Head, NY 11545 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Halliday Financial, Llc. Glen Head NY 06/2018 Present
Siena College Albany NY 08/2014 05/2018
  • 06/2018 → Present
    Halliday Financial, Llc.
    Glen Head, NY
  • 08/2014 → 05/2018
    Siena College
    Albany, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-09-13
S63 Uniform Securities Agent State Law Examination 2018-12-28
  • S65 Uniform Investment Adviser Law Examination
    2019-09-13
  • S63 Uniform Securities Agent State Law Examination
    2018-12-28
Other Names
  • Miki Sobot

View on SEC IAPD

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LPL FINANCIAL LLC · GLEN HEAD, NY
J.P. MORGAN SECURITIES LLC · GLEN HEAD, NY
STATE FARM INVESTMENT MANAGEMENT CORP. · Glen Head, NY
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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Glen Head, NY
CETERA INVESTMENT ADVISERS LLC · OLD BROOKVILLE, NY
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