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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
WV RA APPROVED 2023-02-06
  • WV RA
    APPROVED
    Since 2023-02-06

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Huntington, WV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Huntington WV 09/2018 03/2022
Realty Exchange ( Most Recent Real Estate Brokerage) Huntington WV 10/2006 09/2018
Cabell County Commission Huntington WV 01/2010 12/2016
Guyan Holding,Llc Huntington WV 03/2011 05/2018
City National Bank Huntington WV 06/2019 03/2022
Empower Financial Services, Inc Greenwood Village CO 01/2023 Present
Empower Advisory Group, Llc Greenwood Village CO 01/2023 Present
Unemployed Huntington WV 03/2022 01/2023
  • 09/2018 → 03/2022
    Huntington, WV
  • 10/2006 → 09/2018
    Realty Exchange ( Most Recent Real Estate Brokerage)
    Huntington, WV
  • 01/2010 → 12/2016
    Cabell County Commission
    Huntington, WV
  • 03/2011 → 05/2018
    Guyan Holding,Llc
    Huntington, WV
  • 06/2019 → 03/2022
    City National Bank
    Huntington, WV
  • 01/2023 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 01/2023 → Present
    Greenwood Village, CO
  • 03/2022 → 01/2023
    Unemployed
    Huntington, WV
Previous Registrations
Other Businesses

1) HUNTINGTON YMCA; ADDRESS: 935 10TH AVENUE, HUNTINGTON, WV 25701; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: NON-PROFIT YMCA HEALTH & SPORTS CLUB; CAPACITY: BOARD OF DIRECTORS; START DATE: 5/31/2011; DUTIES: SERVE AS A MEMBER OF THE BOARD, ATTEND MEETINGS, SUPPORT THE ORGANIZATION IN THE COMMUNITY; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0. 2) Name: Huntington Museum of Art Board of Directors Address: 2033 McCoy Road Huntington, WV 25701 Business Description: Fine art gallery, museum and cultural center Business is not investment related Projected Start Date: 08/17/20 Capacity: Board of Directors * Duties Performed: Volunteer time and help promote the Museum in the community, attend monthly board meetings. Devoted to this OBA per Month: 0.025 Hours Devoted to this OBA during business hours: 1

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-23
  • S66 Uniform Combined State Law Examination
    2019-02-23
Other Names
  • Anne Morton Yon
  • Anne M Bolling

View on SEC IAPD

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