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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2022-10-04 |
| TX | RA | APPROVED_RES | 2022-10-03 |
Branch Locations
484 Turner Dr. Bldg E 204, Durango, CO 81303 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Clements Group | Durango | CO | 03/2005 | Present |
| Securities America Inc | Durango | CO | 12/2012 | 10/2022 |
| Securities America Advisors | Durango | CO | 12/2012 | 10/2022 |
| Lpl Financial Llc | Durango | CO | 10/2022 | Present |
1) 9/2022- Legacy Financial Advisors- DBA for LPL Business (entity for LPL business)- inv. related- Durango, CO 2) 9/2022- Clements Investment Group, LLC- Business Entity For Tax/Investment Purposes Only- co-owner- inv. related- Durango, CO- start dat 1/1/2005- 4hrs/mth 3) 9/2022- notary- inv. related - Durango, CO- start date 5/13/2012- 1hrs/mth 4) 9/2022- Clements Group Insurance Sales- Non-Variable Insurance- Agent selling Whole Life, Term, Long Term Health Care and Health Insurance- inv. related- Durango, CO- start dat 3/1/2007- 2hrs/mth 5) 9/2022- Romero Real Estate - Real Estate Rental- co-owner with wife- inv. related-135 Suncloud Lane, Durango, CO- start dat 12/1/2014- 3hrs/mth 6) 9/2022- People Care- Caregiver - non-inv. related- Delta, CO- start date 11/24/2017- 80hrs/mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-04-10 |
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