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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2026-08-07
MI RA APPROVED 2026-07-06
GA RA APPROVED 2026-01-26
OH RA APPROVED 2025-09-18
NV RA APPROVED 2025-08-24
OR RA APPROVED 2025-04-29
TX RA APPROVED_RES 2025-03-03
NJ RA APPROVED 2025-01-23
NM RA APPROVED 2025-01-14
CA RA APPROVED 2024-12-23
MA RA APPROVED 2024-03-06
IL RA APPROVED 2024-01-04
PA RA APPROVED 2024-01-04
  • AL RA
    APPROVED
    Since 2026-08-07
  • MI RA
    APPROVED
    Since 2026-07-06
  • GA RA
    APPROVED
    Since 2026-01-26
  • OH RA
    APPROVED
    Since 2025-09-18
  • NV RA
    APPROVED
    Since 2025-08-24
  • OR RA
    APPROVED
    Since 2025-04-29
  • TX RA
    APPROVED_RES
    Since 2025-03-03
  • NJ RA
    APPROVED
    Since 2025-01-23
  • NM RA
    APPROVED
    Since 2025-01-14
  • CA RA
    APPROVED
    Since 2024-12-23
  • MA RA
    APPROVED
    Since 2024-03-06
  • IL RA
    APPROVED
    Since 2024-01-04
  • PA RA
    APPROVED
    Since 2024-01-04

Branch Locations

17 W220 22Nd Street Suite 410, Oakbrook Terrace, IL 60181 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Density Richmond Hill 11/2015 07/2018
Unemployed Philadelphia PA 07/2018 10/2018
Axa Advisors, Llc New York NY 10/2018 04/2020
Pruco Securities, Llc. Exton PA 04/2020 12/2023
Prudential Insurance Company Of America Exton PA 05/2020 12/2023
Guardian Life Insurance Company Oakbrook Terrace IL 12/2023 Present
Park Avenue Securities Llc Oakbrook Terrace IL 01/2024 Present
  • 11/2015 → 07/2018
    Density
    Richmond Hill
  • 07/2018 → 10/2018
    Unemployed
    Philadelphia, PA
  • 10/2018 → 04/2020
    Axa Advisors, Llc
    New York, NY
  • 04/2020 → 12/2023
    Exton, PA
  • 05/2020 → 12/2023
    Prudential Insurance Company Of America
    Exton, PA
  • 12/2023 → Present
    Guardian Life Insurance Company
    Oakbrook Terrace, IL
  • 01/2024 → Present
    Oakbrook Terrace, IL
Previous Registrations
Other Businesses

1) Insurance outside of Guardian, Start Date: 9/15/2025, Address: 17W220 W 22nd St, Suite 410, Oakbrook Terrace, 60181, 4 total hours per month; 4 during securities trading hours, Investment Related, <10% Annual Compensation,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-17
  • S66 Uniform Combined State Law Examination
    2018-12-17
Other Names
  • Jacob Lee
  • Jacob Sang-Wook Lee
  • Jacob Sang Wook Lee

View on SEC IAPD

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