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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-04-27 |
| WA | RA | APPROVED | 2020-06-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Vancouver | WA | 02/2017 | Present |
| Mml Investors Services, Llc | Vancouver | WA | 02/2019 | Present |
| Picacho Hills Country Club | Las Cruces | NM | 11/2015 | 02/2017 |
NAME: DLTB INV REL: Y ADD: 1220 MAIN STREET SUITE 400 VANCOUVER WA 98662 NATURE: CONDUCTING WEALTH STRATEGIES, PAYING GDC FOR THIS BUSINESS POSITION: PARTNER START DATE: 1/15/2021 NO HRS/MO:20 NO HRS/MONTH DUR TRADING: 15 (2) NAME: LIL GUPPIE LLC INV REL: Y ADD: 3617 SIERRA BONNITA LAS CRUCES NM 88012 NATURE: RENTAL PROPERTY POSITION: OWNER START DATE: 01/02/2023 NO HRS/MO: 1 NO HRS.MO DUR TRADING: 0 DUTIES: RUNNING AND MANAGING OUR RENTAL PROPERTY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-06-01 |
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