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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2019-02-06
  • MA RA
    APPROVED
    Since 2019-02-06

Branch Locations

99 Longwater Cir #204, Norwell, MA 02061 • United States

Arsenal Financial, Llc

205 Mount Auburn Street, Watertown, MA 02472 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2019-02-06
  • MA RA
    APPROVED
    Since 2019-02-06

Branch Locations

205 Mount Auburn Street, Watertown, MA 02472 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Boston MA 06/2010 09/2018
Fidelity Brokerage Services Llc Boston MA 09/2018 01/2019
Lpl Financial, Llc Norwell MA 01/2019 Present
  • 06/2010 → 09/2018
    Fidelity Investments
    Boston, MA
  • 09/2018 → 01/2019
    Fidelity Brokerage Services Llc
    Boston, MA
  • 01/2019 → Present
    Norwell, MA
Other Businesses

1. 1/29/2019 - Village Green Landscape, Inc. - Not Investment Related - Hanover Street, Hanover, MA 02339 - Other-Family Business - Started 2/1/1995 - 5 Hours Per Month/0 Hours During Securities Trading - Family landscape construction business. Assist in laboring, truck driving, and business consulting/strategy. 2. 2/15/2019 - Arsenal Financial, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 2/5/2019 - 40 Hours Per Month/10 Hours During Securities Trading - Time Spent 20%. 3. 09/19/2019 - Arsenal Financial - DBA:(FP) Arsenal Planning - Investment related - At reported business location(s) - Registered Investment Advisor - start date:03/01/2019 - 20 hrs/mo - 15 hrs during trading - I provide financial planning and consulting services through Arsenal Financial], an independent investment advisor firm.  I started this business activity in 03/2019. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 4. 12/12/2022 - Bellflower Financial LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 12/01/2022 - 160 Hours Per Month/160 Hours During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-01-29
  • S66 Uniform Combined State Law Examination
    2019-01-29
Other Names
  • Jeremy Josef Vaille
  • Jeremy Vaille

View on SEC IAPD

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