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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2019-02-06 |
Branch Locations
205 Mount Auburn Street, Watertown, MA 02472 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2019-02-06 |
Branch Locations
205 Mount Auburn Street, Watertown, MA 02472 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Boston | MA | 06/2010 | 09/2018 |
| Fidelity Brokerage Services Llc | Boston | MA | 09/2018 | 01/2019 |
| Lpl Financial, Llc | Norwell | MA | 01/2019 | Present |
1. 1/29/2019 - Village Green Landscape, Inc. - Not Investment Related - Hanover Street, Hanover, MA 02339 - Other-Family Business - Started 2/1/1995 - 5 Hours Per Month/0 Hours During Securities Trading - Family landscape construction business. Assist in laboring, truck driving, and business consulting/strategy. 2. 2/15/2019 - Arsenal Financial, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 2/5/2019 - 40 Hours Per Month/10 Hours During Securities Trading - Time Spent 20%. 3. 09/19/2019 - Arsenal Financial - DBA:(FP) Arsenal Planning - Investment related - At reported business location(s) - Registered Investment Advisor - start date:03/01/2019 - 20 hrs/mo - 15 hrs during trading - I provide financial planning and consulting services through Arsenal Financial], an independent investment advisor firm. I started this business activity in 03/2019. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 4. 12/12/2022 - Bellflower Financial LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 12/01/2022 - 160 Hours Per Month/160 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-01-29 |
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