Best Investors Account Sign in

Carolyn Salazar Ives

Stifel, Nicolaus & Company, Incorporated

Santa Fe, NM

CRD 7014495

Claim This Profile
Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2025-06-17
  • NM RA
    APPROVED
    Since 2025-06-17

Branch Locations

130 Lincoln Avenue 2Nd Floor, Santa Fe, NM 87501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thornburg Securities Corp Santa Fe NM 09/2018 06/2025
The Trust For Public Land Santa Fe NM 01/2014 09/2018
Stifel Santa Fe NM 06/2025 Present
  • 09/2018 → 06/2025
    Thornburg Securities Corp
    Santa Fe, NM
  • 01/2014 → 09/2018
    The Trust For Public Land
    Santa Fe, NM
  • 06/2025 → Present
    Stifel
    Santa Fe, NM
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-08
  • S66 Uniform Combined State Law Examination
    2019-02-08
Other Names
  • Carolyn Salazar Ives

View on SEC IAPD

Nearby Firms

WELLS FARGO CLEARING SERVICES, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
G. ALLEN FINANCIAL INC.

Nearby Investors

LAWRENCE ELLIOT SCHWARTZ
ANTONIO CARLOS LOPEZ
ROBERT CALDER STACK

Nearby Offices

WELLS FARGO CLEARING SERVICES, LLC · SANTA FE, NM
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SANTA FE, NM
G. ALLEN FINANCIAL INC. · SANTA FE, NM

More in Santa Fe, NM

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor