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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2025-06-17 |
Branch Locations
130 Lincoln Avenue 2Nd Floor, Santa Fe, NM 87501 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thornburg Securities Corp | Santa Fe | NM | 09/2018 | 06/2025 |
| The Trust For Public Land | Santa Fe | NM | 01/2014 | 09/2018 |
| Stifel | Santa Fe | NM | 06/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-02-08 |
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