Inactive

Robert Klaus Neigert

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Current Employers

Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2018-10-22

TX RA
APPROVED

Since 2018-10-22

Branch Locations

1114 Lost Creek Blvd., Austin, TX 78746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Callan Capital, Llc	La Jolla	CA	04/2018	10/2018
Northern Trust	Austin	TX	10/2014	03/2018
Mariner Wealth Advisors	Austin	TX	10/2018	Present

04/2018 → 10/2018

Callan Capital, Llc

La Jolla, CA
10/2014 → 03/2018

Northern Trust

Austin, TX
10/2018 → Present

Mariner Wealth Advisors

Austin, TX

Previous Registrations

2018-09-10 → 2018-10-03

Callan Capital, Llc

Austin, TX

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-09-08

S65 Uniform Investment Adviser Law Examination

2018-09-08

View on SEC IAPD

Other Firms

AUSTIN MONEY MANAGEMENT CORPORATION

EVERLONG FINANCIAL

HARRELL INVESTMENT PARTNERS, LLC

WEATHERGAGE CAPITAL, LLC

LBJ FAMILY WEALTH ADVISORS, LTD.

JAMES S. MARROQUIN, CFP

OSAIC WEALTH, INC.

Other Investors

STEVEN DOUGLAS AYCOCK

ALEXANDER BURTON YEAGER

Jonathan Martin Haefner

David Nathan Van Winkle

DILDA DEEPAK DALVI

ANNA VICTORIA BODINE

Stephanie Caroline Morgan

ROBERT KING HARRELL

Other Offices

AUSTIN MONEY MANAGEMENT CORPORATION · AUSTIN, TX

EVERLONG FINANCIAL · AUSTIN, TX

EDWARD JONES · Austin, TX

HARRELL INVESTMENT PARTNERS, LLC · AUSTIN, TX

WEATHERGAGE CAPITAL, LLC · AUSTIN, TX

LBJ FAMILY WEALTH ADVISORS, LTD. · AUSTIN, TX

JAMES S. MARROQUIN, CFP · AUSTIN, TX

OSAIC WEALTH, INC. · AUSTIN, TX

More in Austin, TX

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