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Natalie Rose Taylor

Ubs Financial Services Inc.

Portland, OR

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-12-15
  • TX RA
    APPROVED
    Since 2022-12-15

Branch Locations

760 Sw 9Th Ave Suite 2450, Portland, OR 97205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Farallon Capital Management Llc San Francisco CA 09/2015 01/2018
Ubs Financial Services Portland OR 09/2018 06/2020
Unemployed - Travel Portland OR 01/2018 09/2018
Cable Hill Partners, Llc Portland OR 06/2020 04/2021
First Republic Investment Management, Inc Portland OR 04/2021 12/2022
First Republic Securities Company, Llc Portland OR 04/2021 12/2021
Ubs Financial Services Portland OR 12/2022 Present
  • 09/2015 → 01/2018
    Farallon Capital Management Llc
    San Francisco, CA
  • 09/2018 → 06/2020
    Ubs Financial Services
    Portland, OR
  • 01/2018 → 09/2018
    Unemployed - Travel
    Portland, OR
  • 06/2020 → 04/2021
    Cable Hill Partners, Llc
    Portland, OR
  • 04/2021 → 12/2022
    First Republic Investment Management, Inc
    Portland, OR
  • 04/2021 → 12/2021
    First Republic Securities Company, Llc
    Portland, OR
  • 12/2022 → Present
    Ubs Financial Services
    Portland, OR
Previous Registrations
  • 2021-04-28 → 2022-12-05
    J.P. Morgan Private Wealth Advisors Llc
    Portland, OR
  • 2020-12-17 → 2021-04-28
    Cable Hill Partners, Llc
    Portland, OR
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-12-22
S65 Uniform Investment Adviser Law Examination 2020-12-17
  • S63 Uniform Securities Agent State Law Examination
    2021-12-22
  • S65 Uniform Investment Adviser Law Examination
    2020-12-17

View on SEC IAPD

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LPL FINANCIAL LLC
CETERA INVESTMENT ADVISERS LLC

Other Investors

ALEX JOHN SHEPPARD
DANIEL JOSEPH HECK
Lucas F Ellis
JACQUELYN MARIE PASCIAK
STEVEN MICHAEL FAIN
BRANDON LEE ERICKSON
DAVID KENT PEDERSON
Derek Jon Cram

Other Offices

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · PORTLAND, OR
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Portland, OR
SUCCESS WEALTH MANAGEMENT LLC · Portland, OR
INMAN FINANCIAL SERVICES, INC. · PORTLAND, OR
PINNACLE WEALTH ADVISORS · Portland, OR
OSAIC WEALTH, INC. · TIGARD, OR
MERCER GLOBAL ADVISORS INC. · Tigard, OR
MERCER GLOBAL ADVISORS INC. · Tigard, OR

More in Portland, OR

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