John Augustus Godfrey

Current Employers

Employment History

• 03/2016 → 11/2017
  Lpl Financial, Llc
  Huntersville, NC
• 04/2016 → 12/2017
  Cornerstone Wealth
  Huntersville, NC
• 12/2017 → Present
  Independent Advisor Alliance
  Cornelius, NC
• 12/2017 → Present
  Lpl Financial, Llc
  Cornelius, NC

Previous Registrations

• 2016-04-08 → 2017-12-31
  Cornerstone Wealth
  Huntersville, NC
• 2007-07-26 → 2016-04-05
  Wells Fargo Clearing Services, Llc
  Charlotte, NC
  Charlotte, NC
  Charlotte, NC

Other Businesses

1) 12/12/17 - Blackbridge Financial - DBA for LPL Business (entity for LPL business)- Inv. Related- Charlotte, NC - 100% 2) 01/04/2018 - Independent Advisor Alliance (IAA) - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date 12/20/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 1/4/2018. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 01/04/2018 - Independent Advisor Alliance - DBA: Blackbridge Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date 12/20/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 1/4/2018. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 08/08/2023 - Ipswich Rental - Real Estate Rental - Investment Related - Ipswich, MA - Start Date 06/01/2023 - 2 Hours Per Month/ 0 Hours During Trading 5) 12/04/2023 - Changes in Latitude - Real Estate Rental - Investment Related - At Reported Business Location(s) - Start Date 09/01/2023 - 1 Hour Per Month/ 0 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-07-19
• S63 Uniform Securities Agent State Law Examination
  2005-08-05

Other Names

• John Godfrey