Best Investors Account Sign in
Inactive

Collin Gregory Plotts

49 Financial

Austin, TX

Claim This Profile
Current Employers
49 Financial

3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-25
  • TX RA
    APPROVED
    Since 2023-05-25

Branch Locations

3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kanakuk Kamps Branson MO 05/2018 08/2018
Chick-Fil-A Branson MO 08/2017 12/2017
Teleios Travel Llc Dallas TX 10/2017 10/2020
Kanakuk Institute Branson MO 09/2017 04/2018
Kanakuk Kamps Branson MO 05/2017 08/2017
Montgomery Coscia Greilich Llp Dallas TX 01/2017 04/2017
Specialty Restoration Of Texas Waco TX 08/2016 12/2016
Axa Advisors, Llc New York NY 09/2018 10/2019
Purshe Kaplan Sterling Inestments, Inc Albany NY 10/2019 09/2020
Thrivent Advisor Network Dba 49 Financial Austin TX 09/2020 12/2022
Pks Investments Albany NY 09/2022 01/2024
49 Wealth Management Austin TX 05/2023 Present
  • 05/2018 → 08/2018
    Kanakuk Kamps
    Branson, MO
  • 08/2017 → 12/2017
    Chick-Fil-A
    Branson, MO
  • 10/2017 → 10/2020
    Teleios Travel Llc
    Dallas, TX
  • 09/2017 → 04/2018
    Kanakuk Institute
    Branson, MO
  • 05/2017 → 08/2017
    Kanakuk Kamps
    Branson, MO
  • 01/2017 → 04/2017
    Montgomery Coscia Greilich Llp
    Dallas, TX
  • 08/2016 → 12/2016
    Specialty Restoration Of Texas
    Waco, TX
  • 09/2018 → 10/2019
    Axa Advisors, Llc
    New York, NY
  • 10/2019 → 09/2020
    Purshe Kaplan Sterling Inestments, Inc
    Albany, NY
  • 09/2020 → 12/2022
    Thrivent Advisor Network Dba 49 Financial
    Austin, TX
  • 09/2022 → 01/2024
    Pks Investments
    Albany, NY
  • 05/2023 → Present
    49 Wealth Management
    Austin, TX
Other Businesses

1) Financial Independence Group. Investment-related. 3711 S MoPac Expy, Ste 150, Austin, TX 78746. Fixed Insurance Agent/Financial Planner. Start date: 07/2024. 1 hr/month during trading hours. 2 hrs/month outside trading hours. 2) Ranch Water Pool Co; Not Investment Related; 17229 Rossignol Cove Austin TX 78738 USA; Pool company; Owner; Start Date: 7/1/2025; 40 hours/month during & outside of trading hours; Grow, market, and manage the day-to-day responsibilities of the business

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-25
S63 Uniform Securities Agent State Law Examination 2018-11-01
  • S66 Uniform Combined State Law Examination
    2023-05-25
  • S63 Uniform Securities Agent State Law Examination
    2018-11-01
Other Names
  • Collin Plotts

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Austin, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor