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Cody Andrew Cassidy

Tci Wealth Advisors, Inc.

Tucson, AZ

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Current Employers
Tci Wealth Advisors, Inc.

4011 East Sunrise Drive, Tucson, AZ 85718 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2018-10-30
  • AZ RA
    APPROVED
    Since 2018-10-30

Branch Locations

4011 East Sunrise Drive, Tucson, AZ 85718 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tci Wealth Advisors, Inc. Tucson AZ 05/2018 01/2021
University Of Arizona Cancer Center Tucson AZ 01/2017 05/2018
University Of Arizona Cancer Center Tucson AZ 07/2015 12/2016
Tci Wealth Advisors, Inc. Tucson AZ 01/2021 Present
Previous Registrations
  • 2019-12-06 → 2020-12-31
    Tci Foundation Inc.
    Tucson, AZ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-10-29
  • S65 Uniform Investment Adviser Law Examination
    2018-10-29
Designations

View on SEC IAPD

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