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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2023-07-26
TX RA APPROVED 2023-07-26
  • LA RA
    APPROVED
    Since 2023-07-26
  • TX RA
    APPROVED
    Since 2023-07-26

Branch Locations

5555 Hilton Avenue Suite 320, Baton Rouge, LA 70808 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Chef Don Bergeron Enterprises Baton Rouge LA 07/2012 06/2020
Sharkey Event Services Prairieville LA 10/2015 03/2018
Nicholls State University Thibodaux LA 05/2013 07/2018
New York Life Insurance Co. Baton Rouge LA 08/2018 05/2020
Nylife Securities, Llc Baton Rouge LA 09/2018 05/2020
Pruco Securities, Llc Baton Rouge LA 04/2020 07/2023
The Prudential Insurance Company Of America Ridgeland MS 06/2020 07/2021
The Prudential Insurance Company Of America Baton Rouge LA 06/2020 07/2023
Mml Investors Services, Llc Baton Rouge LA 07/2023 Present
Massmutual Life Insurance Co Baton Rouge LA 06/2023 Present
  • 07/2012 → 06/2020
    Chef Don Bergeron Enterprises
    Baton Rouge, LA
  • 10/2015 → 03/2018
    Sharkey Event Services
    Prairieville, LA
  • 05/2013 → 07/2018
    Nicholls State University
    Thibodaux, LA
  • 08/2018 → 05/2020
    New York Life Insurance Co.
    Baton Rouge, LA
  • 09/2018 → 05/2020
    Nylife Securities, Llc
    Baton Rouge, LA
  • 04/2020 → 07/2023
    Baton Rouge, LA
  • 06/2020 → 07/2021
    The Prudential Insurance Company Of America
    Ridgeland, MS
  • 06/2020 → 07/2023
    The Prudential Insurance Company Of America
    Baton Rouge, LA
  • 07/2023 → Present
    Baton Rouge, LA
  • 06/2023 → Present
    Massmutual Life Insurance Co
    Baton Rouge, LA
Previous Registrations
Other Businesses

Name: Jonathan Babin Inv Rel: Y Addr: At Residential Address Nature: Outside Insurance Brokerage: Health Position: Health Insurance Agent Start: 06/30/23 No Hrs/Mo: 10 No Hrs/Mo Dur Trading: 10

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-04-13
S63 Uniform Securities Agent State Law Examination 2019-02-19
  • S65 Uniform Investment Adviser Law Examination
    2023-04-13
  • S63 Uniform Securities Agent State Law Examination
    2019-02-19
Other Names
  • Jonathan Paul Babin

View on SEC IAPD

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