Jonathan P Babin

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2012 → 06/2020
  Chef Don Bergeron Enterprises
  Baton Rouge, LA
• 10/2015 → 03/2018
  Sharkey Event Services
  Prairieville, LA
• 05/2013 → 07/2018
  Nicholls State University
  Thibodaux, LA
• 08/2018 → 05/2020
  New York Life Insurance Co.
  Baton Rouge, LA
• 09/2018 → 05/2020
  Nylife Securities, Llc
  Baton Rouge, LA
• 04/2020 → 07/2023
  Pruco Securities, Llc
  Baton Rouge, LA
• 06/2020 → 07/2021
  The Prudential Insurance Company Of America
  Ridgeland, MS
• 06/2020 → 07/2023
  The Prudential Insurance Company Of America
  Baton Rouge, LA
• 07/2023 → Present
  Mml Investors Services, Llc
  Baton Rouge, LA
• 06/2023 → Present
  Massmutual Life Insurance Co
  Baton Rouge, LA

Previous Registrations

• 2023-04-19 → 2023-07-17
  Pruco Securities, Llc.
  Ridgeland, MS
  Baton Rouge, LA

Other Businesses

Name: Jonathan Babin Inv Rel: Y Addr: At Residential Address Nature: Outside Insurance Brokerage: Health Position: Health Insurance Agent Start: 06/30/23 No Hrs/Mo: 10 No Hrs/Mo Dur Trading: 10

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-04-13
• S63 Uniform Securities Agent State Law Examination
  2019-02-19

Other Names

• Jonathan Paul Babin