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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2023-07-26 |
| TX | RA | APPROVED | 2023-07-26 |
Branch Locations
5555 Hilton Avenue Suite 320, Baton Rouge, LA 70808 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Chef Don Bergeron Enterprises | Baton Rouge | LA | 07/2012 | 06/2020 |
| Sharkey Event Services | Prairieville | LA | 10/2015 | 03/2018 |
| Nicholls State University | Thibodaux | LA | 05/2013 | 07/2018 |
| New York Life Insurance Co. | Baton Rouge | LA | 08/2018 | 05/2020 |
| Nylife Securities, Llc | Baton Rouge | LA | 09/2018 | 05/2020 |
| Pruco Securities, Llc | Baton Rouge | LA | 04/2020 | 07/2023 |
| The Prudential Insurance Company Of America | Ridgeland | MS | 06/2020 | 07/2021 |
| The Prudential Insurance Company Of America | Baton Rouge | LA | 06/2020 | 07/2023 |
| Mml Investors Services, Llc | Baton Rouge | LA | 07/2023 | Present |
| Massmutual Life Insurance Co | Baton Rouge | LA | 06/2023 | Present |
Name: Jonathan Babin Inv Rel: Y Addr: At Residential Address Nature: Outside Insurance Brokerage: Health Position: Health Insurance Agent Start: 06/30/23 No Hrs/Mo: 10 No Hrs/Mo Dur Trading: 10
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-04-13 |
| S63 | Uniform Securities Agent State Law Examination | 2019-02-19 |
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