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Current Employers
Integrated Wealth Concepts Llc

200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2025-09-12
  • WA RA
    APPROVED
    Since 2025-09-12

Branch Locations

3220 Rosedale Street Nw Suite 200, Gig Harbor, WA 98335 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bankers Life & Casualty University Place WA 04/2012 04/2019
Bankers Life Securities Inc. University Place WA 11/2018 04/2019
Packerland Brokerage Services Inc Green Bay WI 07/2019 07/2020
Gradient Securities, Llc Arden Hills MN 07/2020 12/2021
The Medicare Exchange Tacoma WA 04/2019 12/2023
Anchor Financial Llc Tacoma WA 02/2022 01/2024
Edward Jones St Louis MO 01/2024 09/2025
Integrated Wealth Concepts Llc Waltham MA 09/2025 Present
  • 04/2012 → 04/2019
    Bankers Life & Casualty
    University Place, WA
  • 11/2018 → 04/2019
    Bankers Life Securities Inc.
    University Place, WA
  • 07/2019 → 07/2020
    Packerland Brokerage Services Inc
    Green Bay, WI
  • 07/2020 → 12/2021
    Gradient Securities, Llc
    Arden Hills, MN
  • 04/2019 → 12/2023
    The Medicare Exchange
    Tacoma, WA
  • 02/2022 → 01/2024
    Anchor Financial Llc
    Tacoma, WA
  • 01/2024 → 09/2025
    St Louis, MO
  • 09/2025 → Present
    Waltham, MA
Previous Registrations
Other Businesses

Rental Property Type of business: Rental Steilacoom, WA Start date: 1/1/2018 Owner Hours per week: 0 Hours during trading: 0 Just the owner of the rental. Will do repairs and maintenance as needed. ***** "American Senior Benefits Type: Date: 04/19/19 Title: Trad Hrs: 0 Tot Hrs: 0 Desc: No Responsibilities City-State: Olathe KS" 09/2025 - INTEGRATED WEALTH CONCEPTS, LLC - DBA: KONVEX WEALTH - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR DBA - IAR - STARTED 09/2025 - 160 HOURS PER MONTH DURING SECURITIES TRADING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-08
S65 Uniform Investment Adviser Law Examination 2021-12-03
S63 Uniform Securities Agent State Law Examination 2018-10-21
  • S66 Uniform Combined State Law Examination
    2024-03-08
  • S65 Uniform Investment Adviser Law Examination
    2021-12-03
  • S63 Uniform Securities Agent State Law Examination
    2018-10-21
Other Names
  • Erwin Reguindin
  • Erwin Posadas Reguindin

View on SEC IAPD

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