Erwin Reguindin

Employer firm

Integrated Wealth Concepts LLC CRD 284656

$23.6B regulatory AUM 875 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2012 → 04/2019
  Bankers Life & Casualty
  University Place, WA
• 11/2018 → 04/2019
  Bankers Life Securities Inc.
  University Place, WA
• 07/2019 → 07/2020
  Packerland Brokerage Services Inc
  Green Bay, WI
• 07/2020 → 12/2021
  Gradient Securities, Llc
  Arden Hills, MN
• 04/2019 → 12/2023
  The Medicare Exchange
  Tacoma, WA
• 02/2022 → 01/2024
  Anchor Financial Llc
  Tacoma, WA
• 01/2024 → 09/2025
  Edward Jones
  St Louis, MO
• 09/2025 → Present
  Integrated Wealth Concepts Llc
  Waltham, MA

Previous Registrations

• 2024-03-19 → 2025-09-15
  Edward Jones
  Gig Harbor, WA
  St. Louis, MO
  Gig Harbor, WA
• 2022-02-03 → 2024-01-12
  Anchor Financial
  Tacoma, WA

Other Businesses

Rental Property Type of business: Rental Steilacoom, WA Start date: 1/1/2018 Owner Hours per week: 0 Hours during trading: 0 Just the owner of the rental. Will do repairs and maintenance as needed. ***** "American Senior Benefits Type: Date: 04/19/19 Title: Trad Hrs: 0 Tot Hrs: 0 Desc: No Responsibilities City-State: Olathe KS" 09/2025 - INTEGRATED WEALTH CONCEPTS, LLC - DBA: KONVEX WEALTH - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR DBA - IAR - STARTED 09/2025 - 160 HOURS PER MONTH DURING SECURITIES TRADING HOURS.

Exams

• S66 Uniform Combined State Law Examination
  2024-03-08
• S65 Uniform Investment Adviser Law Examination
  2021-12-03
• S63 Uniform Securities Agent State Law Examination
  2018-10-21

Other Names

• Erwin Reguindin
• Erwin Posadas Reguindin