Best Investors Account Sign in
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-12-21
WA RA APPROVED 2018-12-06
  • TX RA
    APPROVED
    Since 2018-12-21
  • WA RA
    APPROVED
    Since 2018-12-06

Branch Locations

401 Union Street Suite 3600, Seattle, WA 98101 • United States

Seattle, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc New York NY 09/2018 Present
Social Venture Partners Seattle Seattle WA 06/2013 06/2018
Unemployed Seattle WA 06/2018 09/2018
City National Bank New York NY 06/2022 Present
  • 09/2018 → Present
    New York, NY
  • 06/2013 → 06/2018
    Social Venture Partners Seattle
    Seattle, WA
  • 06/2018 → 09/2018
    Unemployed
    Seattle, WA
  • 06/2022 → Present
    City National Bank
    New York, NY
Other Businesses

(1) NAME OF ENTITY: Alliance for Education; ADDRESS: 509 Olive Way, Suite 500 Seattle, WA 98101-2556; INVESTMENT/NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: Advances educational justice and racial equity for students in Seattle Public Schools; CAPACITY: Board of Directors; START DATE: 04/2020; DUTIES: I will help shape and affirm the vision and mission of the organization, and offer support and counsel to the CEO as she works manage the programs and staff in support of that mission and vision; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0; (2) Name of Entity: Stephens' Sunset Cabin @ Lake Cle Elum Non-Investment related Address: 30 Slo Mo Shun Ronald, WA 98940 Nature of OBA: Short-term rental Position/Title/Relationship: Sole Proprietor, Owner - Active Start Date: 07/29/22 Time devoted: 1 hour per month; 0 during securities trading Duties: As owner/operator of short-term rental I facilitate and direct the business operations related to renting the property. 3) NAME OF ENTITY: Lake Cle Elum Cabin LLC ADDRESS: 4406 51st Avenue NE Seattle, WA 98105 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Cabin / Short-term rental CAPACITY: Partmer START DATE: 03/01/23 DUTIES: Strategic planning, project management, marketing, financial management, operations. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-06
  • S66 Uniform Combined State Law Examination
    2018-12-06

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Seattle, WA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor