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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-12-21 |
| WA | RA | APPROVED | 2018-12-06 |
Branch Locations
401 Union Street Suite 3600, Seattle, WA 98101 • United States
Seattle, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | New York | NY | 09/2018 | Present |
| Social Venture Partners Seattle | Seattle | WA | 06/2013 | 06/2018 |
| Unemployed | Seattle | WA | 06/2018 | 09/2018 |
| City National Bank | New York | NY | 06/2022 | Present |
(1) NAME OF ENTITY: Alliance for Education; ADDRESS: 509 Olive Way, Suite 500 Seattle, WA 98101-2556; INVESTMENT/NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: Advances educational justice and racial equity for students in Seattle Public Schools; CAPACITY: Board of Directors; START DATE: 04/2020; DUTIES: I will help shape and affirm the vision and mission of the organization, and offer support and counsel to the CEO as she works manage the programs and staff in support of that mission and vision; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0; (2) Name of Entity: Stephens' Sunset Cabin @ Lake Cle Elum Non-Investment related Address: 30 Slo Mo Shun Ronald, WA 98940 Nature of OBA: Short-term rental Position/Title/Relationship: Sole Proprietor, Owner - Active Start Date: 07/29/22 Time devoted: 1 hour per month; 0 during securities trading Duties: As owner/operator of short-term rental I facilitate and direct the business operations related to renting the property. 3) NAME OF ENTITY: Lake Cle Elum Cabin LLC ADDRESS: 4406 51st Avenue NE Seattle, WA 98105 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Cabin / Short-term rental CAPACITY: Partmer START DATE: 03/01/23 DUTIES: Strategic planning, project management, marketing, financial management, operations. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-12-06 |
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