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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-08-29
CA RA APPROVED 2019-01-22
  • TX RA
    APPROVED_RES
    Since 2024-08-29
  • CA RA
    APPROVED
    Since 2019-01-22

Branch Locations

1700 Standiford Ave Suite 230, Modesto, CA 95350 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alfred Matthews, Inc Modesto CA 04/2016 08/2018
Raymond James Financial Services, Inc Modesto CA 09/2018 Present
  • 04/2016 → 08/2018
    Alfred Matthews, Inc
    Modesto, CA
  • 09/2018 → Present
    Raymond James Financial Services, Inc
    Modesto, CA
Other Businesses

(1)Name of Business: Grover Financial Group Address: 1700 Standiford Ave Ste 230, Modesto, CA, 95350, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 08/08/2018 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor / Partner (2)Name of Business: Taylor Financial Services, LLC Address: 1700 Standiford Ave Ste 230, Modesto, CA, 95350-6536, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 12/19/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor/Owner

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-01-19
  • S66 Uniform Combined State Law Examination
    2019-01-19

View on SEC IAPD

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