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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-04-09 |
| FL | RA | APPROVED | 2018-11-29 |
Branch Locations
2333 Ponce De Leon Blvd. Suite 500, Coral Gables, FL 33134 • United States
San Mateo, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates | Coral Gables | FL | 09/2018 | Present |
| Accenture | San Jose | CA | 10/2015 | 03/2018 |
| Unemployed | San Mateo | CA | 03/2018 | 09/2018 |
| Raymond James & Associates, Inc. | San Mateo | CA | 04/2019 | Present |
| Work For America, Inc. | Coral Gables | FL | 11/2019 | Present |
Work for America, Inc. Address: Coral Gables, FL Nature of the Business: Non Profit Org. - Founder/Leadership Position/Title: Director Investment Related:No Start Date: 11/01/2019 Hours per month devoted to this business: 4 Hours per month devoted to this business during trading hours: 0 Description of duties: Promoting the mission of Work for America, Inc., a non-profit organization aiming to create employment opportunities for adults with intellectual/developmental disabilities.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-11-27 |
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