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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-04-09
FL RA APPROVED 2018-11-29
  • CA RA
    APPROVED
    Since 2019-04-09
  • FL RA
    APPROVED
    Since 2018-11-29

Branch Locations

2333 Ponce De Leon Blvd. Suite 500, Coral Gables, FL 33134 • United States

San Mateo, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Coral Gables FL 09/2018 Present
Accenture San Jose CA 10/2015 03/2018
Unemployed San Mateo CA 03/2018 09/2018
Raymond James & Associates, Inc. San Mateo CA 04/2019 Present
Work For America, Inc. Coral Gables FL 11/2019 Present
  • 09/2018 → Present
    Raymond James & Associates
    Coral Gables, FL
  • 10/2015 → 03/2018
    Accenture
    San Jose, CA
  • 03/2018 → 09/2018
    Unemployed
    San Mateo, CA
  • 04/2019 → Present
    San Mateo, CA
  • 11/2019 → Present
    Work For America, Inc.
    Coral Gables, FL
Other Businesses

Work for America, Inc. Address: Coral Gables, FL Nature of the Business: Non Profit Org. - Founder/Leadership Position/Title: Director Investment Related:No Start Date: 11/01/2019 Hours per month devoted to this business: 4 Hours per month devoted to this business during trading hours: 0 Description of duties: Promoting the mission of Work for America, Inc., a non-profit organization aiming to create employment opportunities for adults with intellectual/developmental disabilities.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-27
  • S66 Uniform Combined State Law Examination
    2018-11-27
Other Names
  • Christina Marie Whitehurst

View on SEC IAPD

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