Kyle William Vaughan

Current Employers

Employment History

• 09/2018 → Present
  Kestra Investment Services, Llc
  New York, NY
• 02/2017 → Present
  Nfp
  New York, NY
• 02/2015 → 02/2017
  Mercer
  Morristown, NJ

Other Businesses

Business Name: NFP Investment Related: Yes Address: 340 Madison Avenue New York NY 10173 Nature of Business: Registered Field Assistant Position, Title or Relationship: field assistant Start Date: 2/21/2017 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Support 401k plan sponsors on plan design, investment options, compliance, employee education, and fee bench marking.Business Name: Kyle Vaughan Investment Related: No Address: 2101 4th Avenue #400 Seattle WA 98121 Nature of Business: Other Other/None of the Above Dog walker Position, Title or Relationship: Independent contractor Start Date: 6/1/2017 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: No obligations. Done in my spare time but there is compensation.Business Name: SIFMA Foundation's InvestWrite Program (volunteer capacity only) Investment Related: No Address: 120 Broadway, 35th Floor New York NY 10271 Nature of Business: Other Other/None of the Above N/A Position, Title or Relationship: Volunteer Judge Start Date: 5/1/2021 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Provide feedback around structure, content, grammar, and overall analysis of their investing topic of choice.

Exams

• S66 Uniform Combined State Law Examination
  2023-01-13
• S63 Uniform Securities Agent State Law Examination
  2019-03-08

Other Names

• Kyle Vaughan