Ernesto Aguilar

Employer firm

Broadway Wealth Solutions CRD 291753

$308M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → 04/2017
  Swbc Investment Services Llc
  San Antonio, TX
• 04/2017 → 02/2018
  Cuso Financial Services, Lp
  San Diego, CA
• 03/2018 → 08/2018
  Bbva Wealth Solutions, Inc.
  San Antonio, TX
• 09/2018 → 09/2020
  Cuna Brokerage Services, Inc.
  San Antonio, TX
• 09/2020 → 08/2022
  Broadway Wealth Solutions
  San Antonio, TX
• 03/2017 → 02/2018
  Massachusetts Mutual Life Insurance Co
  San Diego, CA
• 09/2022 → Present
  J.P. Morgan Securities Llc
  San Antonio, TX
• 09/2022 → 03/2023
  Jpmorgan Chase Bank, N.A.
  San Antonio, TX
• 08/2022 → 08/2022
  Unemployed
  San Antonio, TX
• 03/2023 → Present
  Broadway Wealth Solutions Inc
  San Antonio, TX
• 03/2023 → Present
  Broadway Wealth Solutions
  San Antonio, TX

Previous Registrations

• 2022-10-19 → 2023-03-16
  J.P. Morgan Securities Llc
  San Antonio, TX
• 2020-09-29 → 2022-08-26
  Broadway Wealth Solutions
  San Antonio, TX
• 2018-09-24 → 2020-09-24
  Cuna Brokerage Services, Inc.
  Waverly, IA
  San Antonio, TX
  Corpus Christi, TX
• 2018-03-23 → 2018-08-31
  Pnc Managed Account Solutions, Inc.
  San Antonio, TX
• 2017-04-24 → 2018-02-26
  Cuso Financial Services, L.P.
  San Antonio, TX
  San Antonio, TX
  San Antonio, TX
• 2016-03-18 → 2017-04-13
  Swbc Investment Company
  San Antonio, TX

Exams

• S63 Uniform Securities Agent State Law Examination
  2022-12-16
• S66 Uniform Combined State Law Examination
  2016-03-17

Other Names

• Ernesto Aguilar