Joseph James

Current Employers

Employment History

• 07/2017 → 01/2019
  Moore Public Schools
  Moore, OK
• 06/2015 → 06/2017
  Putnam City Public Schools
  Oklahoma City, OK
• 09/2018 → 05/2021
  Pfs Investments Inc.
  Moore, OK
• 07/2018 → 05/2021
  Primerica Financial Services
  Moore, OK
• 01/2019 → 05/2022
  Tinker Federal Credit Union
  Oklahoma City, OK
• 05/2021 → 09/2023
  Penn Mutual Life Insurance Company
  Oklahoma City, OK
• 07/2021 → 09/2023
  Hornor, Townsend & Kent, Llc
  Oklahoma City, OK
• 09/2023 → 01/2026
  Massmutual Life Insurance Co
  Oklahoma City, OK
• 10/2023 → 01/2026
  Mml Investors Services, Llc
  Oklahoma City, OK
• 12/2022 → 05/2023
  Iep Facilitator
  Noble, OK
• 01/2026 → 02/2026
  Unemployed
  Noble, OK
• 02/2026 → Present
  Osaic Wealth, Inc.
  Wichita, KS

Previous Registrations

• 2023-10-18 → 2026-01-29
  Mml Investors Services, Llc
  Oklahoma City, OK
  Dallas, TX
  Noble, OK
  Noble, OK
• 2021-09-20 → 2023-10-26
  Hornor, Townsend & Kent, Llc
  Oklahoma City, OK

Other Businesses

1. NOXNUMIS LLC POSITION: Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 02/16/2026 ADDRESS: 8111 E 32nd St N, Suite 106, Wichita KS 67226, United States DESCRIPTION: Financial and retirement planning services. Sales and service of various life insurance products, Medicare relatedinsurance, and long term care. DBA for financial services. 2. ADVANCED ADVISORY SOLUTIONS INC POSITION: Advisor NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/16/2026 ADDRESS: 8111 E 32nd St N, Suite 106, Wichita KS 67226, United States DESCRIPTION: Corporation for banking/tax purposes for advisory and securities business. Revenue, operating expenses and employee expenses are assigned to this corporation. 3. ADVANCED RETIREMENT SOLUTIONS POSITION: Agent NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 02/16/2026 ADDRESS: 8111 E 32nd St N, Suite106, Wichita KS 67226, United States DESCRIPTION: sales and service of various life/disability insurance, long term care 4. ADVANCED MEDICARE SOLUTIONS POSITION: Agent NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/16/2026 ADDRESS: 8111 E 32nd St N, Suite 106, Wichita KS 67226, United States DESCRIPTION: Sales and service of Medicare and other fixed Medicare ancillary products. 5. RETIREMENT CAMPUS POSITION: Advisor NATURE: marketing DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 02/16/2026 ADDRESS: 8111 E 32nd St N, Suite 106, Wichita KS 67226, United States DESCRIPTION: Provide general education on retirement/financial related topics. 6. 2112 STEWARDSHIP PARTNERS LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/20/2024 ADDRESS: 329 Redstone Ct, Noble OK 73068, United States DESCRIPTION: Pass-through entity for business expenses and taxation. Securities and insurance revenue. 7. MARCO'S PIZZA POSITION: Driver NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 0 START DATE: 06/09/2026 ADDRESS: 2620 Classen Blvd Ste 102, Norman OK 73071, United States DESCRIPTION: Deliver pizza, wash dishes, fold boxes 8. MOORE PUBLIC SCHOOLS POSITION: Teacher NATURE: Public Education INVESTMENT RELATED: No NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 120 START DATE: 07/30/2026 ADDRESS: 1500 SE 4th St, Moore OK 73160, United States DESCRIPTION: Classroom teacher, caseload manager for students with special needs.

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-04-23
• S63 Uniform Securities Agent State Law Examination
  2019-05-24