Darwin Alfaro

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2019-01-31
MD	RA	APPROVED	2018-12-07

TX RA
APPROVED

Since 2019-01-31
MD RA
APPROVED

Since 2018-12-07

Branch Locations

10320 Little Patuxent Pkwy, Columbia, MD 21044 • United States

701 S Frederick Ave, Gaithersburg, MD 20877 • United States

13711 Connecticut Ave, Silver Spring, MD 20906 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Columbia	MD	02/2006	Present
Bank Of America N.A.	Columbia	MD	02/2006	Present

02/2006 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Columbia, MD
02/2006 → Present

Bank Of America N.A.

Columbia, MD

Other Businesses

I*10863 For profit or not for profit: Name of outside business organization: Frenchman Creeks condo Investment related: Address of business: New Carrolton, Maryland 20784 Nature of business: , Position, title, association: , Start date of relationship: 4/30/2021 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0 Duties:

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-12-06

S66 Uniform Combined State Law Examination

2018-12-06

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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