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Current Employers
Wealth Science Advisors Llc

55 Roswell Street Suite 210, Alpharetta, GA 30009 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-12-16
GA RA APPROVED 2022-08-24
  • TX RA
    APPROVED
    Since 2022-12-16
  • GA RA
    APPROVED
    Since 2022-08-24

Branch Locations

55 Roswell Street Suite 210, Alpharetta, GA 30009 • United States

Norcross, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jim Exley Alpharetta GA 08/2018 12/2018
New York Yankees The Bronx NY 06/2016 01/2019
Student Athens GA 01/2019 05/2019
James Exley Alpharetta GA 06/2019 05/2022
Northwestern Mutual Investment Services Llc Alpharetta GA 06/2019 05/2022
Northwestern Mutual Wealth Management Co Milwaukee WI 10/2019 05/2022
Wealth Science Advisors Llc Alpharetta GA 05/2022 Present
  • 08/2018 → 12/2018
    Jim Exley
    Alpharetta, GA
  • 06/2016 → 01/2019
    New York Yankees
    The Bronx, NY
  • 01/2019 → 05/2019
    Student
    Athens, GA
  • 06/2019 → 05/2022
    James Exley
    Alpharetta, GA
  • 06/2019 → 05/2022
    Alpharetta, GA
  • 10/2019 → 05/2022
    Northwestern Mutual Wealth Management Co
    Milwaukee, WI
  • 05/2022 → Present
    Alpharetta, GA
Previous Registrations
Other Businesses

1) WEALTH SCIENCE RESEARCH LABS; NOT INVESTMENT-RELATED; 55 ROSWELL STREET, STE 210, ALPHARETTA, GA 30009; PSYCHOLOGICAL ANALYTICS AND CONSULTING; OWNER; STARTED 06/2023; APPROXIMATELY FIVE HOURS PER MONTH, ALL DURING SECURITIES TRADING HOURS; PSYCHOLOGICAL ASSESSMENTS. 2) NORTHLANDS CHURCH; NOT INVESTMENT-RELATED; 6630 BAY CIR, PEACHTREE CORNERS, GA 30071; CHURCH; FINANCE COMMITTEE MEMBER; STARTED 01/2026; APPROXIMATELY TWO HOURS PER MONTH, ZERO HOURS DURING SECURITIES TRADING HOURS; GENERAL GUIDANCE ON CHURCH FINANCES. 3) WEALTH SCIENCE FAMILY OFFICE LLC; NOT INVESTMENT-RELATED; 55 ROSWELL ST STE 210, ALPHARETTA, GA 30009; CONSULTING; WEALTH SCIENCE ADVISOR; STARTED: 08/2022; APPROXIMATELY 10 HOURS PER MONTH, ALL DURING SECURITIES TRADING HOURS; STRATEGIC CONSULTING AND ADMINISTRATIVE SUPPORT SERVICES TO ENTITIES AND HIGH NET WORTH FAMILIES. 4) WEALTH SCIENCE TAX LLC; NOT INVESTMENT-RELATED; 443 CYPRESS DRIVE, SANTA ROSA BEACH, FL, 32459; TAX SERVICES; WEALTH SCIENCE ADVISOR; STARTED: 07/2025; APPROXIMATELY 10 HOURS PER MONTH, ALL DURING SECURITIES TRADING HOURS; ASSISTS CLIENTS WITH TAX PLANNING, TAX PROJECTIONS, AND FILING TAX RETURNS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-16
  • S66 Uniform Combined State Law Examination
    2019-09-16
Designations
Other Names
  • Connor E Jones

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