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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-10-07 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Pearland, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Texas Christian University | Fort Worth | TX | 08/2014 | 05/2018 |
| Texas Christian University Football Department | Fort Worth | TX | 08/2016 | 05/2018 |
| Texas Christian University Physical Plant | Fort Worth | TX | 05/2017 | 11/2017 |
| Unemployed | Fort Worth | TX | 05/2018 | 10/2018 |
| Axa Advisors, Llc | New York | NY | 10/2018 | 01/2019 |
| Samuels Jewelers | Austin | TX | 01/2019 | 02/2019 |
| Invesco | Houston | TX | 03/2019 | 06/2021 |
| Unemployed | Pealand | TX | 06/2021 | 01/2022 |
| Kestra Investment Services, Llc | Austin | TX | 01/2022 | Present |
| Kestra Advisory Services, Llc | Austin | TX | 10/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-30 |
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