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1100 Kenilworth Ave Suite 210, Charlotte, NC 28204 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-02-13 |
Branch Locations
1029 Monarch St, Unit 130, Lexington, KY 40513 • United States
1100 Kenilworth Ave Suite 210, Charlotte, NC 28204 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Boyd Orchards | Versailles | KY | 08/2008 | 04/2017 |
| Cheetah Clean Auto Wash | Bowling Green | KY | 02/2017 | 10/2017 |
| Unemployed | Denver | CO | 10/2017 | 04/2018 |
| Massmutual | Denver | CO | 04/2018 | 02/2019 |
| Mml Investors Services Llc | Denver | CO | 10/2018 | 02/2019 |
| Unemployed | Versailles | KY | 02/2019 | 04/2019 |
| Lpl Financial, Llc | Lexington | KY | 05/2019 | 02/2025 |
| Keystone Financial Group, Llc | Lexington | KY | 05/2019 | 02/2025 |
| Blueprint Financial Advisors Llc | Nicholasville | KY | 02/2025 | Present |
| Maplewood Investments, Inc. | Nicholasville | KY | 02/2025 | Present |
1. 5/1/2019 - KEYSTONE FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 2. 10/1/2019 - Keystone Financial Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 05/01/2019 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Keystone Financial Group, LLC, an independent investment advisor firm. I started this business activity in 09/01/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 10/12/2021 - Keystone Financial Group, LLC - DBA: Solopreneur Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 10/01/2021 - 60 Hours Per Month/50 Hours During Securities Trading - Time Spent 60% - I provide investment advisory services through Keystone Financial Group, LLC, an independent investment advisor firm. I started this business activity in 10/2021. I expect to spend approximately 60 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 10/29/2021 - Solopreneur Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/20/2021 - 60 Hours Per Month/50 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-11-28 |
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