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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-02
NJ RA APPROVED 2023-09-08
  • TX RA
    APPROVED_RES
    Since 2023-10-02
  • NJ RA
    APPROVED
    Since 2023-09-08

Branch Locations

1700 State Route 23, Wayne, NJ 07470 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Westfield NJ 05/2010 12/2018
Bank Of America N.A. Westfield NJ 05/2010 04/2022
Merrill Lynch Wayne NJ 05/2010 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-05
  • S66 Uniform Combined State Law Examination
    2023-09-05
Other Names
  • Jennifer Rincon Baldera
  • Jennifer Rincon

View on SEC IAPD

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