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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-09-29 |
| TX | RA | APPROVED | 2022-09-29 |
Branch Locations
9665 Wilshire Boulevard Suite 600, Beverly Hills, CA 90212 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jonestrading Institutional Services Llc | Westlake Village | CA | 08/2018 | 08/2022 |
| Cybercoders | Irvine | CA | 07/2017 | 07/2018 |
| Rich Uncles | Costa Mesa | CA | 06/2016 | 06/2017 |
| Morgan Stanley | Beverly Hills | CA | 09/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-26 |
| S63 | Uniform Securities Agent State Law Examination | 2019-03-22 |
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