Joseph Vincent Goldy

Employer firm

Highland Financial Advisors, LLC CRD 125838

$640M regulatory AUM 1 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2006 → 04/2020
  Scottrade, Inc.
  Parsippany, NJ
• 02/2018 → 04/2020
  Td Ameritrade, Inc.
  Wayne, NJ
• 02/2018 → 04/2020
  Td Ameritrade Investment Management, Llc
  Omaha, NE
• 04/2020 → Present
  Highland Financial Advisors, Llc
  Wayne, NJ

Previous Registrations

• 2018-02-27 → 2020-04-28
  Td Ameritrade, Inc.
  Wayne, NJ
• 2018-02-26 → 2020-04-28
  Td Ameritrade Investment Management, Llc
  Omaha, NE
  Wayne, NJ
• 2016-06-07 → 2018-02-26
  Scottrade Investment Management
  Saint Louis, MO
• 2005-05-30 → 2006-03-14
  A. G. Edwards & Sons, Inc.
  Morristown, NJ

Exams

• S66 Uniform Combined State Law Examination
  2005-05-27

Designations

• Certified Financial Planner