Best Investors Account Sign in
Inactive

Joseph Vincent Goldy

Highland Financial Advisors, LLC

Wayne, NJ

Claim This Profile
Current Employers
Highland Financial Advisors, Llc

1680 Route 23 Suite 210, Wayne, NJ 07470 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-07-11
  • NJ RA
    APPROVED
    Since 2022-07-11

Branch Locations

1680 Route 23 Suite 210, Wayne, NJ 07470 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. Parsippany NJ 04/2006 04/2020
Td Ameritrade, Inc. Wayne NJ 02/2018 04/2020
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 04/2020
Highland Financial Advisors, Llc Wayne NJ 04/2020 Present
  • 04/2006 → 04/2020
    Scottrade, Inc.
    Parsippany, NJ
  • 02/2018 → 04/2020
    Td Ameritrade, Inc.
    Wayne, NJ
  • 02/2018 → 04/2020
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 04/2020 → Present
    Highland Financial Advisors, Llc
    Wayne, NJ
Previous Registrations
  • 2018-02-27 → 2020-04-28
    Td Ameritrade, Inc.
    Wayne, NJ
  • 2018-02-26 → 2020-04-28
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Wayne, NJ
  • 2016-06-07 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
  • 2005-05-30 → 2006-03-14
    A. G. Edwards & Sons, Inc.
    Morristown, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-05-27
  • S66 Uniform Combined State Law Examination
    2005-05-27
Designations

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
TD PRIVATE CLIENT WEALTH LLC
CETERA INVESTMENT ADVISERS LLC
LPL ENTERPRISE, LLC
J.P. MORGAN SECURITIES LLC
EDWARD JONES
STEWARD PARTNERS INVESTMENT ADVISORY, LLC
FOURSTAR WEALTH ADVISORS, LLC

Other Investors

BETH ELLEN BRADEN-CORN
MARK SZWAGULINSKI
WALTER JAY GOLCZEWSKI
JOHN PAUL BARBARY
ERIC R LEVENS
GEORGE RICHARD BARNES
NEIL FRANCIS BURKE
Maria Mark

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Wayne, NJ
TD PRIVATE CLIENT WEALTH LLC · Pompton Plains, NJ
CETERA INVESTMENT ADVISERS LLC · WAYNE, NJ
LPL ENTERPRISE, LLC · RIVERDALE, NJ
J.P. MORGAN SECURITIES LLC · Pompton Plains, NJ
EDWARD JONES · POMPTON PLAINS, NJ
HIGHLAND FINANCIAL ADVISORS, LLC · RIVERDALE, NJ
STEWARD PARTNERS INVESTMENT ADVISORY, LLC · RIVERDALE, NJ

More in Wayne, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor