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423 Central Avenue, Northfield, IL 60093 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-11-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Little Rock | AR | 08/2016 | 10/2016 |
| Arvest Central Mortgage Co | Little Rock | AR | 10/2016 | 10/2017 |
| Arvest Central Mortgage Co | Little Rock | AR | 10/2017 | 08/2018 |
| Arvest Wealth Management | Little Rock | AR | 08/2018 | 05/2020 |
| Arvest Bank | Little Rock | AR | 08/2018 | 05/2020 |
| Us Bank | Chicago | IL | 11/2020 | 09/2021 |
| Bernardi Securities | Northfield | IL | 10/2021 | Present |
| Bernardi Asset Management | Northfield | IL | 10/2021 | Present |
| Unemployeed | Chicago | IL | 05/2020 | 11/2020 |
Bernardi Asset Management, LLC. - Credit Analyst. This entity is an Investment Advisor firm and affiliate of Bernardi Securities, Inc. The entity is located at 423 Central Avenue, Northfield, IL 60093. Start date was October 2021. Time involvement is approximately 40 hours/week and majority of time spent is during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-11-15 |
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