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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-06-06 |
| CA | RA | APPROVED | 2021-12-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 06/2018 | 08/2019 |
| The Vanguard Group, Inc. | Scottsdale | AZ | 08/2019 | 11/2021 |
| Whitton Plumbing | Mesa | AZ | 01/2018 | 06/2018 |
| Pane Frei | Mesa | AZ | 08/2017 | 12/2017 |
| Gilbert Police Dept | Gilbert | AZ | 11/2016 | 07/2017 |
| Scrapbook.cOm | Mesa | AZ | 01/2016 | 11/2016 |
| Mesa Community College | Mesa | AZ | 01/2016 | 05/2018 |
| Self Employed | Tempe | AZ | 06/2019 | Present |
| Charles Schwab & Co., Inc. | Phoenix | AZ | 11/2021 | Present |
| Charles Schwab Bank, Ssb | Phoenix | AZ | 11/2021 | Present |
1) Notary Public | Investment Related:No|Legal Services|Notary |9/1/2019|Less than 20|0|Provide notary services
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-06 |
| S63 | Uniform Securities Agent State Law Examination | 2019-11-04 |
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