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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-03-05 |
Branch Locations
One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES
8601 N Scottsdale Rd Ste 150, Scottsdale, AZ 85253 • United States
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-03-05 |
Branch Locations
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
8601 N Scottsdale Rd, Scottsdale, AZ 85253 • United States
Scottsdale, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Scottsdale | AZ | 04/2018 | 09/2018 |
| Wilenchik & Bartness Pc | Phoenix | AZ | 10/2017 | 03/2018 |
| Hagens Berman Sobol Shapiro Llp | Phoenix | AZ | 01/2017 | 08/2017 |
| Career Management Associates | Phoenix | AZ | 05/2016 | 01/2017 |
| The Vanguard Group, Inc. | Scottsdale | AZ | 09/2018 | 04/2019 |
| Inventus | Phoenix | AZ | 04/2019 | 05/2019 |
| Raymond James Financial Services, Inc. | Scottsdale | AZ | 05/2019 | 12/2020 |
| Raymond James Financial Services Advisors, Inc. | Scottsdale | AZ | 09/2020 | 12/2020 |
| Etoro Usa Securities | Hoboken | NJ | 12/2020 | 05/2022 |
| Tradestation Securities, Inc. | Chicago | IL | 05/2022 | 03/2023 |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 06/2023 | 07/2024 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2023 | 07/2024 |
| Carine | Scottsdale | AZ | 05/2024 | Present |
| Rover | Scottsdale | AZ | 05/2024 | 09/2024 |
| Stratos Wealth Partners | Beachwood | OH | 06/2024 | 08/2024 |
| Rbc Capital Markets | Minneapolis | MN | 11/2024 | 03/2025 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 08/2025 | 02/2026 |
| Northwestern Mutual Investment Services Llc | Milwaukee | WI | 09/2025 | 02/2026 |
| Tier 4 Group | Alpharetta | GA | 08/2025 | Present |
| Wells Fargo Clearing Services, Llc | Scottsdale | AZ | 02/2026 | Present |
| Wells Fargo Advisors Financial Network, Llc | Scottsdale | AZ | 02/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-08-23 |
| S63 | Uniform Securities Agent State Law Examination | 2018-11-06 |
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