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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2026-07-17
TX RA APPROVED 2026-07-17
  • OR RA
    APPROVED
    Since 2026-07-17
  • TX RA
    APPROVED
    Since 2026-07-17

Branch Locations

1300 Summit Ave Ste 120, Fort Worth, TX 76102 • United States

1300 Summit Avenue, Fort Worth, TX 76102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Roe Outfitters Klamath Falls OR 01/2018 05/2018
Oregon Army National Guard Lebanon OR 10/2015 09/2019
City Of Roseburg Roseburg OR 10/2005 10/2016
Waddell And Reed, Inc. Roseburg OR 08/2018 11/2019
Various Insurance Carriers For W&R Insurance Agencies Roseburg OR 10/2018 11/2019
Connie Benham Roseburg OR 12/2018 11/2019
Benham Corp Roseburg OR 08/2019 11/2019
Edward Jones Saint Louis MO 11/2019 07/2026
Lpl Financial Fort Worth TX 07/2026 Present
  • 01/2018 → 05/2018
    Roe Outfitters
    Klamath Falls, OR
  • 10/2015 → 09/2019
    Oregon Army National Guard
    Lebanon, OR
  • 10/2005 → 10/2016
    City Of Roseburg
    Roseburg, OR
  • 08/2018 → 11/2019
    Waddell And Reed, Inc.
    Roseburg, OR
  • 10/2018 → 11/2019
    Various Insurance Carriers For W&R Insurance Agencies
    Roseburg, OR
  • 12/2018 → 11/2019
    Connie Benham
    Roseburg, OR
  • 08/2019 → 11/2019
    Benham Corp
    Roseburg, OR
  • 11/2019 → 07/2026
    Saint Louis, MO
  • 07/2026 → Present
    Lpl Financial
    Fort Worth, TX
Previous Registrations
  • 2019-11-22 → 2026-07-22
    Roseburg, OR
  • 2019-01-07 → 2019-10-18
    Waddell & Reed
    Roseburg, OR
    Seattle, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-05
  • S66 Uniform Combined State Law Examination
    2018-12-05

View on SEC IAPD

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