Ryan Charles Harkey

Current Employers

Employment History

• 07/2014 → Present
  Fmw, Pc
  Beaumont, TX
• 09/2018 → 10/2019
  1St Global Capital, Corp.
  Beaumont, TX
• 09/2018 → 10/2019
  1St Global Advisors, Inc
  Beaumont, TX
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Beaumont, TX
• 10/2019 → 09/2025
  Avantax Advisory Services
  Beaumont, TX
• 12/2019 → 09/2025
  Avantax Insurance Services, Inc.
  Beaumont, TX
• 11/2020 → Present
  Funchess, Mills, White & Co., P.C.
  Beaumont, TX
• 09/2023 → Present
  Whiddon Harkey Group
  Beaumont, TX
• 01/2020 → Present
  Fixed Insurance Sales
  Beaumont, TX
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Beaumont, TX
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  Beaumont, TX
• 2019-01-04 → 2019-10-25
  1St Global Advisors Inc
  Beaumont, TX

Other Businesses

1)HARKEY LAND & TIMBER, LLC; President; Family owned LLC that owns land and timber investments; Investment related; 2 hrs; 0 hrs during trading; Started 06/01/2007; 1130 Gentry Dr., Silsbee TX 77656, US; Manage timber property. 2) BUTLER & HARKEY LAND & TIMBER, LLC; President; Timber and land investments; Investment related; 2 hrs; 0 hrs during trading; Started 06/01/2008; 1130 Gentry Dr., Silsbee TX 77656, US; Manage timber property. 3) SOUTHEAST TEXAS CHAPTER OF CERTIFIED PUBLIC ACCOUNTANTS; Board member and Vice President; Promote the CPA profession to the public; Investment related; 2 hrs; 2hrs during trading; Started 07/01/15; 14651 Dallas Pkwy, Suite 700, Dallas TX 75254, US; Volunteer in community service projects and assist in scheduling speakers for meetings. 4) ALL FAITH'S DAY SCHOOL POSITION: Board Member NATURE: Non profit pre school in Silsbee, TX ~IR~ # OF HRS: 1 SEC TRADING HRS: 1 START DATE: 01/01/07 ADDR: 670 N 5th St., Silsbee TX 77656 DESCR: Member of the board. We meet quarterly to discuss and vote on school issues. 5) FMW WEALTH MANAGMENT, LLC PSTN: Member NATURE: The activity will be financial services.~IR~# OF HRS: 30 SEC TRADING HRS: 30 ST DT: 09/16/19 ADDR: 1150 North 11th Street, Beaumont TX 77702, DESCR: Active member offering financial service products and solutions through Avantax. 6) FMW, P.C. POSITION: Managing shareholder NATURE: FMW, P.C. is a CPA firm that provides accounting & tax services.~NIR~ # OF HRS: 160 SEC TRADING HRS: 100 ST DT: 11/18/20 ADDR: 1150 N. 11th St, Beaumont TX 77702,DESCR: I managed the overall operations of the CPA firm, including: Human resources, financial decision for firm, mentor staff, perform financial audits and handle tax compliance and planning for clients. 7) FUNCHESS, MILLS, WHITE & CO., P.C. POSITION: Managing shareholder NATURE: CPA firm that provides accounting and tax services.~NIR~ # OF HRS: 160 SEC TRADING HRS: 100 ST DT: 11/18/20 ADDR: 1150 N. 11th St, Beaumont TX 77702, DESCR: Manage the overall operations of the CPA firm, including: Human resources, financial decision for firm, mentor staff, perform financial audits and handle tax compliance and planning for clients. 8) WHIDDON HARKEY OXNER GROUP PSTN: LLC member, FMW Wealth Management, LLC NATURE: Activity related to financial services.~NIR~# OF HRS: 0 SECURITIES TRADING HOURS: 0 ST DT: 09/20/23 ADDR: 1150 N. 11th St, Beaumont TX 77702 DESCR: None 9) BOY SCOUTS OF AMERICA - THREE RIVERS COUNCIL POSITION: Board Member - President NATURE: Provides a professional field staff, a service center and trained volunteer leaders and a year round camping facility for Boys Scouts located in southeast Texas.~NIR~ # OF HRS: 5 SEC TRADING HRS: 0 ST DT: 01/01/17 ADDR: 4650 W. Cardinal Dr., Beaumont TX 77705 DESCR: President of the Three Rivers Council. The Director runs the day-to-day operations of the council. I'm involved in the overall direction of the Council and major issues. 10) AVANTAX FIXED INDEX ANNUITY POSITION: Agent NATURE: Fixed indexed annuities.~NIR~ # OF HRS: 1 SEC TRADING HRS: 1 ST DT: 11/02/23 ADDR: 1150 N. 11th St, Beaumont TX 77702, United States DESCR: Agent for fixed annuities 11) FIXED INSURANCE SALES POSITION: Independent Agent NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2020 ADDRESS: 1150 N. 11th St, Beaumont TX 77702, United States DESCRIPTION: Independent agent of record. Independent contractor compensated for the personal production of fixed insurance products. 12) Beacon Wealth Management; Referring advisor; Financial advisory services; IR; 8; 08/23/2018; 1150 N. 11th St. Beaumont TX 77702; Terry Whiddon is associated with Beacon Wealth Management. I'll be referring clients to Terry Whiddon.

Exams

• S66 Uniform Combined State Law Examination
  2019-01-04