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210 Jones St Ste. 104, Dubuque, IA 52001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2018-08-27 |
Branch Locations
909 St. Joseph Street Ste. 101, Rapid City, SD 57701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hk Financial Services, Inc. | Dubuque | IA | 08/2018 | Present |
| Casey Peterson, Ltd. | Rapid City | SD | 10/2007 | Present |
I am an Accountant Manager with Casey Peterson, Ltd. a regional CPA firm. I am located at 909 St. Joseph Street, Ste. 101, Rapid City, SD 57701. I have been with the CPA firm since 10/2007. I work approximately 160 hours a month. I provide services that are typical of public accounting, including tax return preparation, consulting, and bookkeeping to a variety of different clients and businesses. Most of my work is during securities trading hours. My employment is not securities-related or investment-related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-08-18 |
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