Harmony Smith

10 Wilsey Square Suite 200, Ridgewood, NJ 07450 • United States

Current Registrations

Authority	Category	Status	Date
ID	RA	APPROVED	2026-06-08

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Advisors Capital Management, Llc	Ridgewood	NJ	06/2026	Present
Fp Solutions Ri, Llc	Cranston	RI	02/2023	09/2023
Springbrook Wealth Advisors	Florham Park	NJ	09/2023	06/2026
Baird Private Wealth Management	Charlotte	NC	05/2019	02/2020
Linden Thomas & Company	Charlotte	NC	08/2018	05/2019
Charlotte County Public Schools	Punta Gorda	FL	09/2017	05/2018
Farr Law Firm	Punta Gorda	FL	04/2017	09/2017
Homemaker	Punta Gorda	FL	10/2016	04/2017
Smuggler's Enterprises, Inc.	Punta Gorda	FL	06/2013	10/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Charlotte	NC	03/2020	02/2023
Bank Of America, N.A.	Charlotte	NC	05/2020	02/2023
Ameriprise Financial Services, Llc	Cranston	RI	02/2023	09/2023
Ameriprise Financial Services, Llc	Florham Park	NJ	09/2023	06/2026

06/2026 → Present

Advisors Capital Management, Llc

Ridgewood, NJ
02/2023 → 09/2023

Fp Solutions Ri, Llc

Cranston , RI
09/2023 → 06/2026

Springbrook Wealth Advisors

Florham Park, NJ
05/2019 → 02/2020

Baird Private Wealth Management

Charlotte, NC
08/2018 → 05/2019

Linden Thomas & Company

Charlotte, NC
09/2017 → 05/2018

Charlotte County Public Schools

Punta Gorda, FL
04/2017 → 09/2017

Farr Law Firm

Punta Gorda, FL
10/2016 → 04/2017

Homemaker

Punta Gorda, FL
06/2013 → 10/2016

Smuggler's Enterprises, Inc.

Punta Gorda, FL
03/2020 → 02/2023

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC
05/2020 → 02/2023

Bank Of America, N.A.

Charlotte, NC
02/2023 → 09/2023

Ameriprise Financial Services, Llc

Cranston, RI
09/2023 → 06/2026

Ameriprise Financial Services, Llc

Florham Park, NJ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-09-30

Other Firms