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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-12-12
CA RA APPROVED 2018-11-01
  • TX RA
    APPROVED_RES
    Since 2021-12-12
  • CA RA
    APPROVED
    Since 2018-11-01

Branch Locations

4363 Town Center Blvd, Ste 112, El Dorado Hills, CA 95762 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase & Co Placerville CA 06/2012 07/2018
Jp Morgan Chase Bank, N.A. El Dorado Hills CA 08/2018 Present
  • 06/2012 → 07/2018
    Jp Morgan Chase & Co
    Placerville, CA
  • 08/2018 → Present
    Jp Morgan Chase Bank, N.A.
    El Dorado Hills, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-22
  • S66 Uniform Combined State Law Examination
    2018-10-22
Other Names
  • Phuoc T Van

View on SEC IAPD

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