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Caitlyn A Brophy

Schwab Wealth Advisory, Inc.

Orlando, FL

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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-03-11
TX RA APPROVED_RES 2022-01-04
  • FL RA
    APPROVED
    Since 2022-03-11
  • TX RA
    APPROVED_RES
    Since 2022-01-04

Branch Locations

1991 Summit Park Drive, Orlando, FL 32810 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. West Palm Beach FL 08/2018 Present
Tallman Swim Club Sparkill NY 06/2018 08/2018
Monmouth University West Long Branch NJ 09/2014 05/2018
Monmouth University West Long Branch NJ 09/2014 05/2018
Tomasello Winery Tasting Room Old Tappan NJ 06/2018 07/2018
Charles Schwab Bank, Ssb Vero Beach FL 05/2020 11/2021
Schwab Wealth Advisory Inc West Palm Beach FL 11/2021 Present
  • 08/2018 → Present
    Charles Schwab & Co., Inc.
    West Palm Beach, FL
  • 06/2018 → 08/2018
    Tallman Swim Club
    Sparkill, NY
  • 09/2014 → 05/2018
    Monmouth University
    West Long Branch, NJ
  • 09/2014 → 05/2018
    Monmouth University
    West Long Branch, NJ
  • 06/2018 → 07/2018
    Tomasello Winery Tasting Room
    Old Tappan, NJ
  • 05/2020 → 11/2021
    Charles Schwab Bank, Ssb
    Vero Beach, FL
  • 11/2021 → Present
    Schwab Wealth Advisory Inc
    West Palm Beach, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-06
  • S66 Uniform Combined State Law Examination
    2019-05-06

View on SEC IAPD

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Other Investors

Christopher L Turner
CHRISTOPHER CARL BLOHM
James Hasting Benoit
AARON LEE PHELPS
Kevin S Murphy
Craig J Miller
Mark D Miller
Ricky M Parker

Other Offices

CHARLES SCHWAB & CO., INC. · Orlando, FL
SCHWAB WEALTH ADVISORY, INC. · Orlando, FL
SCHWAB WEALTH ADVISORY, INC. · Orlando, FL
SCHWAB WEALTH ADVISORY, INC. · Orlando, FL
SCHWAB WEALTH ADVISORY, INC. · Orando, FL
CHARLES SCHWAB & CO., INC. · Orlando, FL
SCHWAB WEALTH ADVISORY, INC. · Orlando, FL
CHARLES SCHWAB & CO., INC. · Orlando, FL

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