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Mary Margaret Waterer

Stephens

Winston-Salem, NC

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Current Employers
Stephens

111 Center St, Little Rock, AR 72201 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-11-28
TX RA APPROVED 2025-11-28
  • NC RA
    APPROVED
    Since 2025-11-28
  • TX RA
    APPROVED
    Since 2025-11-28

Branch Locations

101 S. Stratford Road, Winston-Salem, NC 27104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Winston-Salem NC 09/2018 03/2020
Chick Fil A West Columbia SC 06/2016 06/2017
Smith Leonard Pllc High Point NC 06/2018 09/2018
University Of South Carolina Columbia SC 08/2014 06/2017
Auburn University - Online Auburn AL 08/2017 08/2018
Stephens Inc. Winston-Salem NC 08/2025 Present
Paul, Cox & Todd Pllc Winston-Salem NC 03/2020 07/2025
  • 09/2018 → 03/2020
    Morgan Stanley
    Winston-Salem, NC
  • 06/2016 → 06/2017
    Chick Fil A
    West Columbia, SC
  • 06/2018 → 09/2018
    Smith Leonard Pllc
    High Point, NC
  • 08/2014 → 06/2017
    University Of South Carolina
    Columbia, SC
  • 08/2017 → 08/2018
    Auburn University - Online
    Auburn, AL
  • 08/2025 → Present
    Stephens Inc.
    Winston-Salem, NC
  • 03/2020 → 07/2025
    Paul, Cox & Todd Pllc
    Winston-Salem, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-24
  • S66 Uniform Combined State Law Examination
    2025-11-24
Other Names
  • Mary Margaret Todd

View on SEC IAPD

Other Firms

SALEM INVESTMENT COUNSELORS INC
JT STRATFORD, LLC
DARDA FINANCIAL
FIRST CITIZENS INVESTOR SERVICES, INC.
CETERA INVESTMENT ADVISERS LLC
PRINCIPAL SECURITIES, INC.
PARK AVENUE SECURITIES LLC
VIRTUE CAPITAL MANAGEMENT, LLC

Other Investors

DALE MARTIN BROWN
DAVID BRIAN REA
JAMES JOYNER EDMUNDSON
KRISTOPHER SHEA ABERNETHY
JESSE FRANKLIN GOINS
KENNETH SCOTT JONES
GEORGE GARFIELD KEENER
MATTHEW STEPHEN SIMMONS

Other Offices

SALEM INVESTMENT COUNSELORS INC · WINSTON SALEM, NC
JT STRATFORD, LLC · WINSTON-SALEM, NC
DARDA FINANCIAL · WINSTON-SALEM, NC
FIRST CITIZENS INVESTOR SERVICES, INC. · WINSTON-SALEM, NC
CETERA INVESTMENT ADVISERS LLC · WINSTON-SALEM, NC
PRINCIPAL SECURITIES, INC. · WINSTON SALEM, NC
PARK AVENUE SECURITIES LLC · WINSTON-SALEM, NC
VIRTUE CAPITAL MANAGEMENT, LLC · WINSTON-SALEM, NC

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