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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
1143 Executive Circle Suite G, Cary, NC 27511 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Charlotte | NC | 08/2018 | 11/2024 |
| Prudential | Charlotte | NC | 06/2017 | 08/2017 |
| Appalachian State University | Boone | NC | 08/2014 | 05/2018 |
| Unemployed | Aberdeen | NC | 02/1996 | 06/2017 |
| Unemployed | Boone | NC | 09/2017 | 08/2018 |
| Prudential Insurance Company Of America | Charlotte | NC | 01/2019 | Present |
| Lpl Enterprise, Llc | Cary | NC | 11/2024 | Present |
1) 10/16/2024 - Prosperity Wealth Group, LLC - Financial Planner - DBA for LPL Business (entity for LPL business) - Inv Related - At Cary, NC - Start Date 08/01/2019 - 120hrs/mth - 120hrs/mth During Trading 2) 10/25/2024 - Prospective Properties, LLC - Real Estate Development Rental and Leasing - Real Estate Rental - Inv Related - At Cary, NC - Start Date 09/21/2020 - 1hrs/mth - 0hrs/mth During Trading 3) 11/24/2025-Seek First Sports Counseling-Board Member-Non-Profit Board Member-Not Inv Related-At Highlands Ranch, CO-Start date 11/24/2025-1hrs/mth-0hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-11-16 |
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