Ricardo Enrique Pellman

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-04-23
AR	RA	APPROVED	2018-11-27
LA	RA	APPROVED	2018-11-27

TX RA
APPROVED

Since 2020-04-23
AR RA
APPROVED

Since 2018-11-27
LA RA
APPROVED

Since 2018-11-27

Branch Locations

400 Convention Street Suite 400, Baton Rouge, LA 70802 • United States

2800 Post Oak Boulevard Suite 3200, Houston, TX 77056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Spring Hill College	Mobile	AL	08/2014	08/2018
Morgan Stanley Smith Barney Llc	Baton Rouge	LA	09/2018	Present
Morgan Stanley Private Bank, N.A.	New York	NY	12/2018	Present

08/2014 → 08/2018

Spring Hill College

Mobile, AL
09/2018 → Present

Morgan Stanley Smith Barney Llc

Baton Rouge, LA
12/2018 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Other Businesses

1. Magnitutdeine, LLC; Investment related Yes; Rental property leasing; Limited Partner (proprietor, partner, officer, director, employee, trustee, agent); Jan 2016; During business hours: 0; After business hours: 0.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-11-27

S66 Uniform Combined State Law Examination

2018-11-27

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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