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Dakota Alexander Johnson

Cetera Investment Advisers LLC

Enfield, CT

CRD 7004205

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-02-08
  • CT RA
    APPROVED
    Since 2024-02-08

Branch Locations

1699 King St Suite 402, Enfield, CT 06082 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Windsor CT 01/2018 06/2021
Cvs Pharmacy East Hampton CT 09/2017 01/2018
Unemployed East Hampton CO 08/2016 09/2017
Voya Financial Partners, Llc Windsor CT 09/2018 12/2019
Voya Financial Advisors, Inc. Windsor CT 09/2020 06/2021
Cetera Advisor Networks Llc El Segundo CA 06/2021 12/2023
Cetera Advisors Llc St Cloud MN 03/2022 10/2023
Cetera Investment Services Llc St Cloud MN 03/2022 10/2023
Cetera Financial Specialists Llc Schaumburg IL 03/2022 10/2023
First Allied Securities, Inc. East Haven CT 03/2022 09/2022
Cetera Investment Advisers Llc Schaumburg IL 06/2021 10/2023
Unemployed East Haven CT 12/2023 01/2024
Cetera Investment Services Llc St Cloud MN 01/2024 Present
Cetera Advisor Networks Llc El Segundo CA 01/2024 Present
Cetera Financial Specialists Llc Schaumburg CA 01/2024 Present
Cetera Advisors Llc St Cloud MN 01/2024 Present
Cetera Investment Advisers Llc Schaumburg IL 01/2024 Present
  • 01/2018 → 06/2021
    Voya Financial
    Windsor, CT
  • 09/2017 → 01/2018
    Cvs Pharmacy
    East Hampton, CT
  • 08/2016 → 09/2017
    Unemployed
    East Hampton, CO
  • 09/2018 → 12/2019
    Voya Financial Partners, Llc
    Windsor, CT
  • 09/2020 → 06/2021
    Voya Financial Advisors, Inc.
    Windsor, CT
  • 06/2021 → 12/2023
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 03/2022 → 10/2023
    Cetera Advisors Llc
    St Cloud, MN
  • 03/2022 → 10/2023
    Cetera Investment Services Llc
    St Cloud, MN
  • 03/2022 → 10/2023
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 03/2022 → 09/2022
    First Allied Securities, Inc.
    East Haven, CT
  • 06/2021 → 10/2023
    Schaumburg, IL
  • 12/2023 → 01/2024
    Unemployed
    East Haven, CT
  • 01/2024 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 01/2024 → Present
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 01/2024 → Present
    Cetera Financial Specialists Llc
    Schaumburg, CA
  • 01/2024 → Present
    Cetera Advisors Llc
    St Cloud, MN
  • 01/2024 → Present
    Schaumburg, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-23
  • S66 Uniform Combined State Law Examination
    2023-06-23
Other Names
  • Dakota Johnson

View on SEC IAPD

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