Derek Carl Meade

Current Employers

Employment History

• 06/2001 → 09/2025
  Avantax Investment Services, Inc.
  Enfield, CT
• 02/2005 → 09/2025
  Avantax Advisory Services
  Enfield, CT
• 07/2012 → Present
  Ohio National Insurance
  Enfield, CT
• 09/2014 → 09/2025
  Avantax Insurance Agency, Inc.
  Enfield, CT
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Enfield, CT
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2005-03-04 → 2025-09-05
  Avantax Advisory Services
  Enfield, CT

Other Businesses

1) Ohio National Insurance~'NIR'~639 Enfield St.~Enfield~CT~06082~Independent Insurance Agent~Insurance Sales Agent~7/1/2012~10hrs~10hrs~Sales of Life Insurance 2) North Central CT Chamber of Commerce~'NIR'~PO Box 1~Enfield~CT~06083~Nonprofit~President~1/1/2015~20hrs~0hrs~Organizing and overseeing Board of Directors and Executive Director in all Chamber functions and activities. Position ends 12/31/2016 and is a non-paid volunteer position 3) Rotary Club of Enfield CT~'NIR'~PO Box 1~Enfield~CT~06083~Nonprofit~Other~11/1/2003~4hrs~4hrs~Club member of a non-profit Rotary Club. This is a non-paid position. I was a member of the Board of Directors in years past, but no longer 4) Rubman & Associates~'NIR'~639 Enfield St.~Enfield~CT~06082~Tax Preparation/Accounting~Tax Preparation/Accounting~6/1/2001~60hrs~0hrs~Tax Preparation 5) State Life Insurance / One America~'NIR'~639 Enfield St.~Enfield~CT~06082~Independent Insurance Agent~Insurance Sales Agent~2/1/2004~5hrs~0hrs~Insurance sales 6) INNOVEST FINANCIAL SERVICES, INC. POSITION: Tax Preparer & Advisor NATURE: Tax Preparation and Financial & Investment Services Advice INVESTMENT RELATED: No NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 130 START DATE: 01/01/2022 ADDRESS: 268 Hazard Ave, Enfield CT 06082, United States DESCRIPTION: Responsibilities include preparing Tax Returns, Investment Advice, Income tax planning, retirement income planning, estate planning

Exams

• S66 Uniform Combined State Law Examination
  2005-01-18
• S63 Uniform Securities Agent State Law Examination
  2001-10-26